Compliance Business Liaison

4 weeks ago

Sydney, New South Wales, Australia SS&C Bluedoor Pty Limited Full time

SS&C Bluedoor Pty Limited is a leading provider of investment and financial services and software for the financial services and healthcare industries. As one of the top companies based on revenue, SS&C Bluedoor has 20,000+ employees in over 90 offices in 35 countries.

Job Overview

The Compliance Business Liaison will work closely with the Compliance Team to assist in monitoring activities, improving compliance practices, and enhancing the overall risk profile of SS&C Bluedoor. This role involves collaboration with various departments to ensure business-wide compliance and operational efficiency.

Key Responsibilities:
  • Support Compliance Framework:
    • Assist in reviewing and maintaining the existing compliance framework.
    • Identify potential areas for improvement and work with senior team members to implement changes.
    • Oversee and manage the Policy Framework for SS&C Bluedoor.
    • Provide key compliance updates to the Head of Compliance for the Risk and Compliance Committee.
  • Technology Utilisation:
    • Help integrate technology into compliance processes to improve efficiency and accuracy.
    • Support the implementation and usage of compliance-related technology tools.
  • Monitoring & Supervision:
    • Assist in monitoring compliance activities.
    • Conduct compliance reviews across the business to monitor for compliance and identify areas for improvement.
    • Act as a contact point for the business regarding basic compliance activities.
  • Business Support:
    • Work with Management to provide basic coaching and support in improving their compliance practices.
    • Assist in reviewing compliance training for employees.
    • Provide support to Line 1 Risk and Compliance Champions to ensure understanding of the Compliance Framework.
    • Review compliance incidents and appropriately challenge to ensure adequate mitigation of root cause.
    • Review any system change requests to ensure compliance with legal and regulatory requirements.
  • Collaboration:
    • Collaborate with leaders to ensure compliance considerations are integrated into business processes.
    • Support continuous improvement initiatives across the business to enhance compliance and efficiency.
    • Attend internal compliance forums with SME's across the business to advise on compliance and regulatory updates and changes.
    • Attend client meetings, as required, to advise on compliance and regulatory changes.

$120,000 - $150,000 per annum

Required Skills and Qualifications:

To be successful in this role, you will need:

  • A minimum 5 years' experience in compliance, risk management, or a related role within the financial services industry.
  • An understanding of Superannuation & APRA Prudential Requirements.
  • A basic understanding of AFSL regulatory requirements and obligations.
  • A willingness to learn and develop in the compliance field.
  • Strong analytical and problem-solving skills.
  • Excellent communication and interpersonal skills.
  • A high attention to detail and organisational skills.
  • An interest in technology and openness to exploring AI applications in compliance.
Benefits:

We offer excellent benefits including health, dental, 401k plan, tuition and professional development reimbursement plan.

  • Tax Compliance Specialist

    2 weeks ago

    Sydney, New South Wales, Australia Allan Hall Business Advisors Full time

    About Allan Hall Business AdvisorsWe are a leading accounting firm with over 65 years of experience providing trusted services to our clients. Ranked 51st in Australia's Top 100 Accounting Firms, we have been recognised as the 2024 Business Advice Firm of the Year.Our team of 7 Directors and around 75 staff offer career progression, leadership development,...

  • Compliance Officer: Regulatory Compliance Specialist

    3 weeks ago

    Sydney, New South Wales, Australia InterSystems Full time

    Job SummaryThe InterSystems Compliance Officer plays a crucial role in ensuring the organization's compliance with all applicable laws, regulations, and the InterSystems code of ethical conduct. This position involves monitoring compliance activities, conducting audits, and investigating potential compliance violations.Key ResponsibilitiesMonitoring and...

  • Business Development Liaison

    4 weeks ago

    Sydney, New South Wales, Australia Remote Staff Full time

    Job OverviewWe are seeking a highly skilled Business Development Liaison to join our team at Remote Staff. This is an exciting opportunity to build and preserve trusting relationships with clients, ensuring maximum satisfaction and long-term partnerships.About the RoleThis key position involves handling a minimum of 25 client accounts, resolving conflicts,...

  • Risk and Compliance Manager for Business Continuity

    3 weeks ago

    Sydney, New South Wales, Australia TAL Full time

    Job OverviewTAL is seeking an experienced Risk and Compliance Manager to join our team in driving the improvement and maintenance of our Business Continuity capabilities.About the RoleThis 12-month Fixed Term Contract will involve working closely with key representatives across the business to enhance TAL's Business Impact Analysis and Business Continuity...

  • Business Development Liaison

    4 weeks ago

    Sydney, New South Wales, Australia Lotus People Full time

    Company OverviewLotus People are delighted to be partnering with a leading non-profit within the education space, who endeavour to provide inclusive and cost-effective learning opportunities for a wide-range of both individuals and organisations.We are seeking an exceptional Business Development Liaison - Community Engagement, who will play a pivotal role in...

  • Business Information Liaison Specialist

    3 weeks ago

    Sydney, New South Wales, Australia Legal Aid NSW Full time

    We are seeking a highly skilled Business Information Liaison Specialist to join our InfoLink, Communication Services Command team.About the RoleThe successful candidate will be responsible for providing and releasing NSWPF information to the Family and Federal Circuit Courts, ensuring safer outcomes for family violence victims. The role will foster...

  • Risk and Compliance Strategist, Business Continuity Expert

    4 weeks ago

    Sydney, New South Wales, Australia Tal Services Limited Full time

    About the RoleWe are seeking a highly skilled Risk and Compliance Strategist to join our team as a Business Continuity Expert. This role is responsible for improving and maintaining TAL's Business Continuity capabilities.Key Responsibilities:Enhance TAL's Business Impact Analysis and Business Continuity Plan documentation in accordance with concepts defined...

  • Compliance Risk Manager

    2 weeks ago

    Sydney, New South Wales, Australia InterSystems Full time

    Job OverviewWe are seeking a Compliance Risk Manager to support our organization's commitment to upholding the highest standards of compliance, regulatory adherence, and ethical conduct. This role plays a vital part in maintaining a culture of transparency, accountability, and continuous improvement.Key ResponsibilitiesCompliance Monitoring:Monitor...

  • Senior Risk and Compliance Analyst, Business Continuity Specialist

    2 weeks ago

    Sydney, New South Wales, Australia Tal Services Limited Full time

    About the RoleAs a key member of our team, you will play a crucial role in improving and maintaining TAL's Business Continuity capabilities. This exciting opportunity is for a Senior Risk and Compliance Analyst to work on enhancing Business Impact Analysis and Business Continuity Plan documentation, as well as refining potential disruption scenarios relevant...

  • Compliance Risk Manager

    4 weeks ago

    Sydney, New South Wales, Australia InterSystems Full time

    Job SummaryThe Compliance Officer plays a crucial role in ensuring InterSystems' adherence to laws, regulations, and the InterSystems code of ethical conduct.Key Responsibilities:Monitoring and Enforcement:Monitor compliance policies and procedures.Conduct regular audits to ensure regulatory compliance and the InterSystems code of ethical...

  • Compliance Officer

    3 weeks ago

    Sydney, New South Wales, Australia Allan Hall Business Advisors Full time

    About the RoleWe are seeking an experienced Compliance Officer to join our team at Allan Hall Business Advisors. This part-time, office-based role offers a flexible 3-day schedule with opportunities for extra hours as needed.

  • Senior Risk and Compliance Expert, Business Resilience Specialist

    3 weeks ago

    Sydney, New South Wales, Australia TAL Full time

    Role OverviewWe are seeking a Senior Risk and Compliance Expert to join our team as a Business Resilience Specialist. This role is responsible for enhancing TAL's Business Continuity capabilities through strategic analysis and planning.Key ResponsibilitiesAssist key representatives within the Business to develop and maintain TAL's Business Impact Analysis...

  • Ethics and Compliance Leader

    4 weeks ago

    Sydney, New South Wales, Australia Roche Full time

    About RocheAt Roche, we strive for excellence and deliver medical solutions that make a difference in patients' lives. Our commitment to improving healthcare outcomes is unwavering, and we are passionate about collaborating with health systems worldwide.Competitive PackageWe offer a competitive salary of $150,000 - $200,000 per year, depending on experience,...

  • Executive Liaison and Operations Coordinator

    3 weeks ago

    Sydney, New South Wales, Australia Altius Group Full time

    About UsAltius Group Executive Health Solutions is the leading provider of corporate health programs throughout Australia. As a full-time motivated Client Services Liaison/Administrator, you'll work in our Health Assessment Centre located in Darlinghurst.Your New Role:You'll have the opportunity to work with a broad range of stakeholders and clients in a...

  • Ethics and Compliance Strategist

    2 weeks ago

    Sydney, New South Wales, Australia Roche Full time

    Job OverviewWe are seeking an experienced Ethics and Compliance Strategist to join our team at Roche, based in our head office in Barangaroo.This is a challenging opportunity for someone who has a strong background in legal practice, particularly in the pharmaceutical industry, and is passionate about building an ethical culture within an organization.The...

  • Sydney Compliance Professional

    3 weeks ago

    Sydney, New South Wales, Australia Allan Hall Business Advisors Full time

    Job DescriptionThis part-time role is an excellent opportunity to join Allan Hall Business Advisors as a Compliance Officer, supporting the ATO Compliance Coordinator in Sydney's Northern Beaches office.

  • Logistics Operations Liaison

    4 weeks ago

    Sydney, New South Wales, Australia people2people Full time

    About the CompanyEstablished in Australia, New Zealand and the United Kingdom for over 18 years, people2people is a market-leading logistic organisation providing international air and sea freight forwarding, together with integrated services.The RoleWe are seeking an experienced Logistics Operations Liaison to join our Customer Service division. This key...

  • Scientific Liaison Specialist

    4 weeks ago

    Sydney, New South Wales, Australia Dr Reddy's Laboratories Limited Full time

    Overview of the RoleWe are seeking a highly skilled Scientific Liaison Specialist to join our team at Dr Reddy's Laboratories Limited. As a key member of our medical affairs team, you will be responsible for establishing and maintaining scientific relationships with healthcare professionals and opinion leaders in the oncology field.Key ResponsibilitiesTo...

  • Sydney Compliance Officer

    2 weeks ago

    Sydney, New South Wales, Australia Allan Hall Business Advisors Full time

    About Allan Hall Business AdvisorsWe are a trusted provider of business advisory services, ranked 51st in Australia's Top 100 Accounting Firms. With over 65 years of experience, we have established ourselves as a leader in the industry.Job DescriptionThis part-time office-based role offers an exciting opportunity to support our ATO Compliance Coordinator. As...

  • Public Sector Liaison Specialist

    3 weeks ago

    Sydney, New South Wales, Australia Transport For NSW Full time

    Are you looking for a challenging and rewarding role in the public sector?We are seeking a highly skilled and experienced Public Sector Liaison Specialist to join our team at Transport for NSW.About the RoleThis is an exciting opportunity to work with a dynamic team that provides support to the Minister, Transport Senior Executive, and Executive Director of...