Current jobs related to Compliance Officer: Regulatory Compliance Specialist - Sydney, New South Wales - InterSystems

  • Regulatory Compliance Specialist

    4 weeks ago

    Sydney, New South Wales, Australia Société Générale Assurances Full time

    About the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Société Générale Assurances.Job DescriptionThe successful candidate will support the Australia Compliance team with day-to-day Compliance tasks, including tracking interactions with regulators, responding to inquiries, and implementing supporting...

  • Regulatory Compliance Specialist, Sydney Office

    2 months ago

    Sydney, New South Wales, Australia Goldman Sachs Full time

    Global Compliance RoleAt Goldman Sachs, we are seeking a highly skilled Regulatory Compliance Specialist for our Sydney office. This individual will play a key role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm.Your ResponsibilitiesCoordinate responses to regulatory inquiries, inspections, and...

  • Regulatory Compliance Specialist

    4 weeks ago

    Sydney, New South Wales, Australia Employsure Full time

    We are seeking an experienced Regulatory Compliance Specialist to join our team at Employsure in Australia. This is a fantastic opportunity for someone who wants to make a real impact on the business community.About the RoleThis Compliance Officer position plays a pivotal role in safeguarding our company's success by proactively mitigating risks. As a key...

  • Regulatory Compliance Specialist

    4 weeks ago

    Sydney, New South Wales, Australia F3517 Franklin Templeton Australia Limited Full time

    At F3517 Franklin Templeton Australia Limited, our core focus is delivering exceptional client outcomes. We achieve this by building strong partnerships with our clients, thoroughly assessing their strategic needs, and identifying tailored solutions to meet the challenge. With over 9,500 employees operating across 34 countries worldwide, we offer...

  • Regulatory Compliance Specialist

    4 weeks ago

    Sydney, New South Wales, Australia Real Time Full time

    Company OverviewWe are a leading provider of real-time data integration solutions, serving the healthcare industry globally.Our innovative technology enables seamless data exchange, empowering health systems and governments to make informed decisions.About the RoleWe are seeking an experienced Regulatory Compliance Specialist to lead our APAC operations and...

  • Regulatory Compliance Specialist

    2 months ago

    Sydney, New South Wales, Australia Legal Aid NSW Full time

    The OpportunityTAFE NSW is seeking a Regulatory Assurance Officer to join our Compliance & Assurance Team. As a key member of the team, you will provide expert advice and support to stakeholders to ensure compliance with regulatory standards.About YouWe are looking for a proactive and motivated individual with a passion for problem-solving and compliance....

  • Senior Regulatory Compliance Specialist

    1 month ago

    Sydney, New South Wales, Australia Perigon Group Full time

    The Perigon Group is a leading funds management organization with a strong commitment to innovation and excellence.As a key member of our high-performing Superannuation team, you will have the opportunity to work on challenging projects and contribute to the growth and success of our business.This role offers a permanent position with a competitive salary...

  • AML and Regulatory Compliance Specialist

    4 weeks ago

    Sydney, New South Wales, Australia Link Group Full time

    About the RoleWe are seeking an experienced AML and Regulatory Compliance Specialist to join our team at Link Group.Job SummaryThe successful candidate will be responsible for supporting the delivery of our Anti-Money Laundering (AML) and Counter-Terrorism Financing (CTF) framework, as well as providing critical quality assurance to our teams.This role will...

  • Regulatory Compliance Specialist

    1 month ago

    Sydney, New South Wales, Australia Colgate-Palmolive Company Full time

    About Colgate-PalmoliveColgate-Palmolive Company is a global consumer products leader, operating in over 200 countries. Our extensive portfolio includes Oral Care, Personal Care, Home Care, Skin Care, and Pet Nutrition products.Job Summary (Purpose):The Regulatory Affairs Associate plays a pivotal role in delivering efficient and effective regulatory...

  • Regulatory Compliance Specialist

    4 weeks ago

    Sydney, New South Wales, Australia ERM Full time

    Erm Libyro is a compliance platform that helps global organizations understand their environmental and health and safety regulatory requirements.We are looking for a Regulatory Analyst & Content Developer to join our compliance content production team in finding, analyzing, processing and monitoring regulations.Key Responsibilities:Conduct research into...

  • Compliance Officer

    4 weeks ago

    Sydney, New South Wales, Australia E4 Recruitment Full time

    About E4 RecruitmentE4 Recruitment is a leading player in the healthcare recruitment industry, renowned for its commitment to excellence and compliance. Our organization values innovation, teamwork, and expertise, creating a dynamic work environment that fosters growth and success.Salary InformationThe estimated annual salary for this position ranges from...

  • Senior Regulatory Compliance Officer

    2 weeks ago

    Sydney, New South Wales, Australia ING Full time

    Are you looking for a challenging role that allows you to make a real impact in the financial sector? As a Senior Compliance Officer at ING, you will play a crucial part in ensuring the company's compliance with regulatory requirements and maintaining a strong reputation.About the RoleIn this key position, you will be responsible for reviewing and assessing...

  • Compliance Analyst

    1 month ago

    Sydney, New South Wales, Australia F3517 Franklin Templeton Australia Limited Full time

    Job Title: Compliance Analyst - Regulatory ExpertAbout F3517 Franklin Templeton Australia LimitedWe are a global investment management organization with a presence in 34 countries and over 9,500 employees. Our company's success is built on the talent, skills, and persistence of our people.We are committed to delivering better client outcomes by partnering...

  • Senior Compliance Specialist

    1 month ago

    Sydney, New South Wales, Australia ING Full time

    We are seeking an experienced Senior Compliance Specialist to join our Technology Risk team in Sydney. This is a 18-month fixed-term opportunity that will play a critical role in ensuring our organization meets regulatory obligations related to CPS 230 and DORA.The successful candidate will have strong experience in technology risk, operational risk, and/or...

  • Compliance Officer

    1 month ago

    Sydney, New South Wales, Australia Goldman Sachs Full time

    About Goldman SachsAt Goldman Sachs, we are committed to helping our clients, shareholders and the communities we serve grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm with offices around the world.Our CultureWe believe that who you are makes you better at what you do. We're dedicated to fostering...

  • IT Compliance Specialist

    4 weeks ago

    Sydney, New South Wales, Australia Pyramid Global Technologies Full time

    About the role: IT Compliance SpecialistPyramid Global Technologies is seeking an experienced IT Compliance Specialist to join our team in Sydney.The estimated salary for this position is AU$90,000 - AU$120,000 per year.Audit and compliance are key components of this role. You will be responsible for financial IT controls audit, ensuring alignment with APRA...

  • Payroll Compliance Officer

    1 month ago

    Sydney, New South Wales, Australia Talent International Full time

    Talent International is a global recruitment agency with a reputation for excellence in finding top talent.The Payroll Compliance Officer will be responsible for ensuring that all payroll operations are compliant with relevant laws and regulations. This includes conducting regular audits, providing guidance to staff, and developing educational resources to...

  • Regulatory Compliance Manager

    4 weeks ago

    Sydney, New South Wales, Australia Whizdom Recruitment Full time

    Senior Regulatory Officer JobAbout the Role:The Senior Regulatory Officer will manage complex matters as allocated to support members of the public in exercising their rights to information access and privacy. This includes implementing approaches to identify and resolve issues promptly and effectively.Main Responsibilities:Case manage files within set...

  • Regulatory Compliance Specialist

    1 month ago

    Sydney, New South Wales, Australia Independent Reserve Full time

    We are seeking a highly skilled Regulatory Compliance Officer to join our team in Sydney, Australia. In this challenging role, you will play a crucial part in managing the digital token listing and review process across the Group, ensuring compliance with local laws in each jurisdiction.About the RoleAs a key member of our compliance team, you will be...

  • Software Engineering Expert

    3 weeks ago

    Sydney, New South Wales, Australia Link Compliance Full time

    About Link ComplianceWe specialize in AI-powered echocardiography solutions, revolutionizing the way heart health is diagnosed and treated.Our software automates the interpretation of heart ultrasound images, providing real-time, accurate reports compatible with various ultrasound devices.This technology supports healthcare providers by streamlining...

Compliance Officer: Regulatory Compliance Specialist

1 month ago

Sydney, New South Wales, Australia InterSystems Full time
Job Summary

The InterSystems Compliance Officer plays a crucial role in ensuring the organization's compliance with all applicable laws, regulations, and the InterSystems code of ethical conduct. This position involves monitoring compliance activities, conducting audits, and investigating potential compliance violations.

Key Responsibilities
  • Monitoring and Enforcement:
    • Monitor the organization's adherence to compliance policies and procedures.
    • Conduct regular audits to ensure compliance with regulatory requirements and the InterSystems code of ethical conduct.
  • Investigation and Resolution:
    • Investigate potential compliance violations and recommend corrective actions.
    • Report findings and work with relevant departments to resolve issues.
  • Risk Assessment:
    • Conduct risk assessments to identify compliance risks and vulnerabilities.
    • Develop and implement strategies to mitigate identified risks.
  • Training and Awareness:
    • Develop and deliver compliance training programs to employees.
    • Promote a culture of compliance and ethical behaviour within the organization.
  • Policy Development and Implementation:
    • Develop and update compliance policies and procedures.
    • Ensure that compliance policies are communicated to and understood by all employees.
  • Reporting and Documentation:
    • Prepare and submit compliance reports to management and regulatory authorities.
    • Maintain accurate records of compliance activities and investigations.
  • Regulatory Liaison:
    • Act as a liaison with regulatory authorities during audits and inspections.
    • Ensure timely and accurate responses to regulatory inquiries.
Requirements
  • 3-5 years of experience in a compliance role, preferably in the same industry.
  • Good understanding of compliance laws and regulations.
  • Strong analytical and data management skills.
  • Effective communication and reporting skills.
  • Proficiency in compliance software and tools.
Additional Requirements
  • Ability to work independently and manage multiple tasks.
  • Strong ethical standards and integrity.
  • Willingness to stay updated on industry trends and regulatory changes.
  • Commitment to promoting a culture of compliance, collaboration, and continuous improvement in practices.
Education and Training

Bachelor's degree in business, finance, law, or a related field.

Estimated Salary Range: $60,000 - $90,000 per year