Compliance Risk Manager
1 month ago
Job Summary
The Compliance Officer plays a crucial role in ensuring InterSystems' adherence to laws, regulations, and the InterSystems code of ethical conduct.
Key Responsibilities:
- Monitoring and Enforcement:
- Monitor compliance policies and procedures.
- Conduct regular audits to ensure regulatory compliance and the InterSystems code of ethical conduct.
- Investigation and Resolution:
- Investigate potential compliance violations and recommend corrective actions.
- Report findings and collaborate with relevant departments to resolve issues.
- Risk Assessment:
- Identify compliance risks and vulnerabilities through risk assessments.
- Develop strategies to mitigate identified risks.
- Training and Awareness:
- Design and deliver compliance training programs.
- Promote a culture of compliance and ethical behavior within the organization.
- Policy Development and Implementation:
- Develop and update compliance policies and procedures.
- Communicate compliance policies to employees.
- Reporting and Documentation:
- Prepare and submit compliance reports to management and regulatory authorities.
- Maintain accurate records of compliance activities and investigations.
- Regulatory Liaison:
- Collaborate with regulatory authorities during audits and inspections.
- Ensure timely and accurate responses to regulatory inquiries.
Requirements:
- A bachelor's degree in business, finance, law, or a related field.
- 3-5 years of experience in compliance, preferably in the same industry.
- Strong analytical and data management skills.
- Effective communication and reporting skills.
- Proficiency in compliance software and tools.
Estimated Salary Range:$80,000 - $110,000 per year. The salary will be determined based on factors such as location, experience, and qualifications.
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