Senior Risk and Compliance Professional

2 weeks ago

Melbourne, Victoria, Australia beBeeComprehensive Full time $180,000 - $200,000
Job Description

Our organisation is seeking a highly skilled and experienced Comprehensive Assurance Manager to join our team. The ideal candidate will have a strong background in risk management, compliance, and audit.

  • The Comprehensive Assurance Manager will be responsible for assessing and evaluating the effectiveness of our policies and key entity level controls over material risks and compliance obligations.
  • They will develop an understanding of our business model, strategy, risk appetite, and risk profile, as well as the external environment.
  • The Comprehensive Assurance Manager will contribute to evolving our monitoring and oversight program, ensuring it remains aligned to strategic objectives, material risks/obligations, and industry emerging risks.
  • They will execute comprehensive assurance activities in accordance with agreed terms of reference: objective, scope, methodology, and timing.
  • The Comprehensive Assurance Manager will assist executing risk and control assurance in accordance with agreed terms of reference.
  • They will maintain appropriate tools and operating procedures in relation to assurance activities.
  • The Comprehensive Assurance Manager will identify inefficiencies in processes (both Business and R&C), and recommend necessary action to implement productivity improvement(s).
  • They will document fact-based observations and actionable recommendations, supported by appropriate rationale and evidence.
  • The Comprehensive Assurance Manager will document concise and meaningful professional risk and compliance reports for relevant management and board level risk forums and committees.
  • They will track and monitor resolution of issues arising from assurance activities.
Required Skills and Qualifications
  • Ideal candidate would have at least 1-2 years working in a similar risk, compliance, legal and/or audit role in a financial and/or professional services environment related to superannuation, managed investment schemes, custodian arrangements, funds management or investments.
  • Experience working in or providing services to a regulated financial services business, with an ability to interpret and apply associated legislative requirements.
  • Sound understanding and ability to operate within Risk and Compliance frameworks, including the ability to consider risk strategically and take a commercial approach to compliance when required.
  • Ability to analyse data and collate and prepare observations / reports in relation to risk profiles, compliance plans, statutory requirements, incidents, audit, and complaints data.
  • Strong written and verbal communication, with foundation capability of providing executive level information.
  • Demonstrated ability to engage and build rapport.
  • Change management and agile working mindset.
Benefits

This role offers a unique opportunity to work with our organisation and contribute to its success. The ideal candidate will have the chance to develop their skills and experience in a dynamic and supportive environment.

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