Regulatory Compliance Specialist

5 days ago


Melbourne, Victoria, Australia Michael Page Full time

Company Overview:

Michael Page is collaborating with a prominent payment services organization that is expanding its operations in Australia. This firm has established a strong international presence and is on a mission to enhance its offerings in the region.

Position Summary:

We are in search of a seasoned Compliance and Risk Manager to spearhead the development and implementation of a comprehensive compliance framework tailored for the Australian market.

  • Ensure adherence to Australian regulatory compliance and AML/CFT initiatives under the AFS License.
  • Engage with regulatory bodies and oversee ASIC filings and reporting for financial and FX institutional brokerage services.
  • Design, execute, and monitor compliance policies and procedures, particularly in relation to AML/CFT regulations and AUSTRAC mandates.
  • Oversee customer onboarding processes, enhanced due diligence, risk assessments, sanction screenings, transaction monitoring, and reporting obligations.
  • Provide guidance on the code of conduct and manage compliance programs related to AFCA complaint handling.
  • Work closely with the Global Compliance Team to align local regulations with corporate policies.

Candidate Profile:

Qualifications:

  • Proven experience in managing compliance operations within a regulated sector.
  • Background in the Payments Industry or relevant experience in a larger organization is highly regarded.
  • Experience interacting with regulatory authorities, including ASIC, AUSTRAC, and AFCA.
  • In-depth knowledge of the Australian regulatory landscape concerning CFD trading, AML/CFT, and sanctions.
  • Experience in compliance related to FX derivatives is preferred.
  • Professional certifications in compliance are a plus.
  • Excellent written and verbal communication skills.
  • Ability to work remotely and manage responsibilities independently.

What We Offer:

This role presents a unique opportunity to be a pivotal figure in a new entrant to the Australian market, allowing you to contribute significantly to the growth of the business. You will have the autonomy to manage your work schedule and responsibilities, with necessary support available as needed.



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