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Regulatory Compliance Specialist

2 months ago


Melbourne, Victoria, Australia IG Group Full time

Job Overview

This role focuses on compliance within a dynamic and commercially driven environment. You will be entrusted with the responsibility to enhance sustainable revenue by delivering comprehensive compliance assurance and advisory services to the business.

About IG Group

IG Group is a prominent global entity listed on the FTSE, comprising a range of innovative fintech brands in the online trading and investment sector. We pride ourselves on our award-winning platforms, cutting-edge products, and exceptional employee experiences.

Our mission is to empower individuals to achieve financial independence through our advanced technology and platforms, utilized by numerous clients worldwide.

Your Contribution to the Team

In today's landscape, compliance is pivotal to the commercial success of IG. We take pride in our robust compliance management framework, which encompasses talent, processes, culture, understanding, and influence. As a key member of the Australian Compliance team, you will support the organization in meeting its regulatory obligations effectively.

Key Responsibilities

  • Compliance Advisory: Provide regulatory and conduct guidance to ensure that the business's daily operations align with compliance standards.
  • Compliance Operations: Engage in various operational processes managed by Compliance, including client onboarding, marketing material reviews, and regulatory training.
  • Compliance Assurance: Monitor first-line activities to assure senior management of the effectiveness of regulatory controls as per the Compliance Monitoring Program.
  • Regulatory Change: Assist in implementing necessary processes and policies to adapt to regulatory changes.

Ideal Candidate Profile

We seek individuals who are inquisitive about client experiences, technological advancements, and the intricacies of fintech regulation. You should possess a creative mindset and a problem-solving attitude, ready to innovate and enhance client experiences.

Essential Qualifications

  • Strong problem-solving skills to identify and address issues effectively.
  • Meticulous attention to detail in reviewing documents and processes.
  • High ethical standards and integrity.
  • Analytical abilities to assess risks and develop mitigation strategies.
  • Excellent communication skills for engaging with diverse stakeholders.
  • Self-motivated with effective time management skills.
  • Willingness to learn new regulations and compliance procedures.
  • Basic understanding of the financial services regulatory framework in Australia.
  • Interest in trading and financial markets.

Career Development

At IG Group, we are committed to your career growth. We encourage you to pursue opportunities that align with your aspirations and provide the necessary support to help you succeed.

Employee Benefits

We offer a range of benefits that extend beyond traditional employment perks, including:

  • Performance-based incentives
  • Flexible working arrangements
  • Company contributions to health and insurance plans
  • Access to professional development training
  • Support for gym memberships and wellness initiatives
  • Additional time off for volunteering and personal celebrations

Work Environment

Our hybrid working model fosters innovation through diversity and flexibility, allowing you to thrive in a creative and inclusive atmosphere.

We value authenticity and welcome individuals from various backgrounds to contribute to our vision and strategy.

Explore Opportunities with Us