Current jobs related to Regulatory Compliance Specialist - Melbourne, Victoria - IG Group


  • Melbourne, Victoria, Australia Brenntag Full time

    Job SummaryAs a Regulatory Compliance Specialist at Brenntag, you will play a critical role in ensuring the company's compliance with all regulatory obligations under Australian and New Zealand laws, regulations, and self-regulatory programs.Key ResponsibilitiesProvide regulatory support to business units and their principals, ensuring compliance with all...


  • Melbourne, Victoria, Australia Brenntag Full time

    Our team at Brenntag is seeking a Regulatory Compliance Specialist to provide regulatory support to our Business Units in Australia and New Zealand.Key Responsibilities:Ensure compliance with all regulatory obligations under laws, regulations, and self-regulatory programs in Australia and New Zealand.Support the Regulatory Manager ANZ in acquisition projects...


  • Melbourne, Victoria, Australia Vocus Group Full time

    Job Title: Regulatory Compliance ManagerWe are seeking a highly skilled Regulatory Compliance Manager to join our team at Vocus Group. As a key member of our compliance team, you will play a critical role in ensuring that our company adheres to all relevant regulatory requirements within the energy and telecommunications industry in Australia.Key...


  • Melbourne, Victoria, Australia Darcyweil Full time

    Job Title: Regulatory And Compliance ManagerAt D'Arcy Weil, we are seeking a highly skilled Regulatory And Compliance Manager to join our team. As a key member of our organization, you will play a critical role in ensuring our company adheres to all relevant regulatory requirements and internal policies.Key Responsibilities:Develop and implement compliance...


  • Melbourne, Victoria, Australia Vocus Full time

    Job Title: Regulatory Compliance ManagerWe are seeking a highly skilled Regulatory Compliance Manager to join our team at Vocus. As a key member of our compliance team, you will play a critical role in ensuring that our company adheres to all relevant regulatory requirements within the energy and telecommunications industry in Australia.Key...


  • Melbourne, Victoria, Australia Davidson Full time

    Regulatory Compliance ManagerDavidson is seeking a highly skilled Regulatory Compliance Manager to join our team in Victoria. As a key player in the renewable energy sector, we are committed to building a dynamic and innovative team to achieve the state's ambitious target of 95% renewable energy by 2035.The successful candidate will be responsible for...


  • Melbourne, Victoria, Australia Vocus Full time

    Job Title: Regulatory Compliance ManagerWe are seeking a highly skilled Regulatory Compliance Manager to join our team at Vocus. As a key member of our compliance team, you will play a critical role in ensuring that our company adheres to all relevant regulatory requirements within the energy and telecommunications industry in Australia.Key...


  • Melbourne, Victoria, Australia Brenntag Full time

    Job Title: Regulatory OfficerWe are seeking a highly skilled Regulatory Officer to join our team in Melbourne. As a key member of our Regulatory team, you will play a critical role in ensuring compliance with all regulatory obligations in Australia and New Zealand.Your Role and Responsibilities:As a Regulatory Officer, you will be responsible for providing...


  • Melbourne, Victoria, Australia Davidson Full time

    Regulatory Compliance Role **About the Role** Davidson is seeking a highly skilled Regulatory Compliance Manager to join our team in Victoria's renewable energy sector. As a key player in shaping the state's ambitious target of 95% renewable energy by 2035, we are building a dynamic and innovative team to achieve this goal. **Key Responsibilities** *...


  • Melbourne, Victoria, Australia Randstad Full time

    Our client is a leading player in the renewable energy sector, committed to shaping a sustainable energy future for Australia. As part of this exciting initiative, we are seeking a highly skilled Regulatory Compliance Manager to support the business in meeting its regulatory obligations.**Key Responsibilities:*** Act as the primary point of contact for all...


  • Melbourne, Victoria, Australia Randstad Full time

    Regulatory Compliance ManagerAt Randstad, we are seeking a highly skilled Regulatory Compliance Manager to support our client in achieving their renewable energy targets. As part of this exciting initiative, you will play a pivotal role in shaping a sustainable energy future for Australia.Key Responsibilities:Act as the primary point of contact for all...


  • Melbourne, Victoria, Australia Davidson Full time

    Regulatory Compliance ManagerDavidson is seeking a highly skilled Regulatory Compliance Manager to join our team in Victoria. As a key player in the renewable energy sector, we are committed to building a dynamic and innovative team to achieve the state's ambitious target of 95% renewable energy by 2035.The successful candidate will be responsible for...


  • Melbourne, Victoria, Australia Davidson Full time

    Regulatory Compliance ManagerDavidson is seeking a highly skilled Regulatory Compliance Manager to join our team in Victoria. As a key player in the renewable energy sector, we are committed to building a dynamic and innovative team to achieve the state's ambitious target of 95% renewable energy by 2035.The successful candidate will be responsible for...


  • Melbourne, Victoria, Australia Brenntag Full time

    Job Title: Regulatory OfficerWe are seeking a highly skilled Regulatory Officer to join our team in Melbourne. As a key member of our team, you will play a critical role in ensuring compliance with all regulatory obligations under Australian and New Zealand laws and regulations.Your Role and Responsibilities:As a Regulatory Officer, you will be responsible...


  • Melbourne, Victoria, Australia MECCA Brands Pty Ltd Full time

    About the PositionWe are thrilled to present an opportunity for a Regulatory Compliance Specialist to join MECCA Brands Pty Ltd. In this pivotal role, you will ensure that all products offered by MECCA adhere to the regulatory standards of each market where they are available. This encompasses evaluating product designs to verify claims, analyzing...


  • Melbourne, Victoria, Australia Brenntag Specialities Full time

    Job Title: Regulatory OfficerWe are seeking a highly skilled Regulatory Officer to join our team in Melbourne. As a key member of our regulatory team, you will be responsible for ensuring compliance with all regulatory obligations in Australia and New Zealand.Key Responsibilities:Provide regulatory support to business units, principals, and customers,...


  • Melbourne, Victoria, Australia Randstad Full time

    Renewable Energy Regulatory Compliance RoleOur client is a leading player in the Australian energy sector, and we are seeking a highly skilled Regulatory Compliance Manager to support the business in meeting its regulatory obligations and shaping a sustainable energy future for Australia.Why This Opportunity?Be part of an organisation committed to...


  • Melbourne, Victoria, Australia Brenntag Full time

    Regulatory OfficerOur team in Melbourne is seeking a highly skilled Regulatory Officer to provide critical support to our business units and customers in Australia and New Zealand.Your Role and ResponsibilitiesAs a Regulatory Officer, you will be responsible for ensuring compliance with all regulatory obligations, including laws, regulations, and...


  • Melbourne, Victoria, Australia Brenntag Specialities Full time

    Job Title: Regulatory OfficerJoin Brenntag Specialities, a leading global distributor of chemicals and ingredients, as a Regulatory Officer. In this role, you will play a critical part in ensuring compliance with all regulatory obligations under laws, regulations, or self-regulatory programs in Australia and New Zealand.Key Responsibilities:Provide...


  • Melbourne, Victoria, Australia Brenntag Full time

    Job Title: Regulatory OfficerWe are seeking a highly skilled Regulatory Officer to join our team in Melbourne. As a key member of our team, you will play a critical role in ensuring compliance with all regulatory obligations under Australian and New Zealand laws and regulations.Your Role and Responsibilities:As a Regulatory Officer, you will be responsible...

Regulatory Compliance Specialist

2 months ago


Melbourne, Victoria, Australia IG Group Full time

Job Overview

This role is centered around compliance within a commercially driven environment, where you will hold accountability and responsibility for ensuring sustainable revenue at IG by delivering comprehensive compliance assurance and advisory services.

About IG Group

IG Group is a prominent global entity listed on the FTSE, encompassing a range of innovative fintech brands within the online trading and investment sector. We pride ourselves on our award-winning platforms, pioneering products, and exceptional employee experiences.

Our mission is to empower individuals to achieve financial independence through our advanced technology and user-friendly platforms, which are utilized by a vast number of clients worldwide.

Your Contribution to the Team

In the current landscape, compliance is vital to the commercial success of IG. We take pride in our robust compliance management framework, which is built on strong foundations of talent, processes, culture, understanding, and influence. As a regulated financial services organization, IG adheres to complex regulatory requirements, and you will play a key role in supporting compliance across the Australian market.

Key Responsibilities

- **Compliance Advisory**: Provide regulatory and conduct guidance to ensure that daily business operations align with compliance standards.

- **Compliance Operations**: Engage in various operational processes managed by Compliance, including complaint escalations, client onboarding reviews, marketing material assessments, suspicious transaction submissions, policy reviews, operational risk evaluations, and regulatory training management.

- **Compliance Assurance**: Monitor first-line activities to assure senior management of the effectiveness of regulatory and conduct controls as per the Compliance Monitoring Program, covering client interactions, financial promotions, client asset handling, application forms, and disclosure documents.

- **Regulatory Change Management**: Assist in the development and implementation of processes and policies to align with regulatory changes.

Ideal Candidate Profile

We seek individuals who are inquisitive about client experiences, technological advancements, and the intricacies of fintech regulation. You should be a confident and innovative thinker, capable of finding solutions to challenges.

We value a non-traditional corporate environment. If you resonate with our ethos and are ready to elevate our standards, we would love to hear from you.

Required Skills and Qualifications

- Strong problem-solving skills to identify, investigate, and resolve issues effectively.

- Meticulous attention to detail in reviewing documents and processes for compliance accuracy.

- High ethical standards and integrity in decision-making.

- Proficient analytical skills to assess complex issues and develop risk mitigation strategies.

- Excellent communication abilities to engage with both technical and non-technical stakeholders.

- Self-motivated with effective time management and organizational skills.

- Eagerness to learn and adapt to new regulations and compliance procedures.

- Basic understanding of the financial services regulatory framework in Australia.

- Interest in trading, investing, or financial markets.

Career Development Opportunities

At IG Group, we aim to provide more than just a job; we want to foster your career growth. We encourage you to pursue opportunities that challenge you and align with your aspirations. With various learning avenues and support systems in place, we are committed to your success.

Our ambitious goals include expanding our global footprint, enhancing revenue growth, and delivering unparalleled trading experiences.

Employee Benefits

We recognize your talent and strive to ensure a balanced work-life experience. Our offerings include:

  • Performance-based incentives
  • Flexible working arrangements
  • Contributions to insurance and medical plans
  • Career-focused training programs
  • Support for gym memberships and wellness initiatives
  • Opportunities for community engagement and volunteering
  • Additional time off for personal celebrations
  • A modern office environment with amenities

Work Environment

We embrace a hybrid working model that promotes diversity, flexibility, and collaboration. Our inclusive culture encourages you to bring your authentic self to work, enhancing our innovative spirit.

We welcome individuals from diverse backgrounds who are eager to contribute to our vision and strategy.

Explore Your Future with Us

If you align with our values and are passionate about driving innovation, we encourage you to consider this opportunity.