Regulatory Compliance Specialist, Sydney Office

2 months ago


Sydney, New South Wales, Australia Goldman Sachs Full time

Global Compliance Role

At Goldman Sachs, we are seeking a highly skilled Regulatory Compliance Specialist for our Sydney office. This individual will play a key role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm.

Your Responsibilities

  • Coordinate responses to regulatory inquiries, inspections, and communications
  • Track regulatory findings and observations and any remedial commitments to regulators
  • Build and maintain regulatory relationships in Australia and New Zealand
  • Monitor firm-wide correspondences with Australian and New Zealand regulators
  • Partner with the Legal Department to provide regulatory advice to other areas of the firm
  • Undertake and coordinate various internal regulatory-related projects

Requirements

  • Excellent teamwork and interpersonal skills
  • Excellent organizational skills
  • Ability to identify and balance commercial considerations with regulatory and legal risk
  • Ability to demonstrate initiative and commitment combined with values reflecting personal integrity and ethics
  • Attention to detail and thoroughness of execution
  • Strong analytical and judgment skills
  • Excellent communication skills, written and verbal
  • Minimum 3 years' experience in compliance, legal, regulatory, audit, or operational support areas of investment banks or securities firms
  • Experience in regulatory reporting will be a plus
  • Private practice experience in legal and accounting firms will also be considered

About Goldman Sachs

At Goldman Sachs, we commit our people, capital, and ideas to help our clients, shareholders, and the communities we serve to grow. We believe who you are makes you better at what you do.



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