Compliance Officer

1 month ago

Sydney, New South Wales, Australia Goldman Sachs Full time
About Goldman Sachs

At Goldman Sachs, we are committed to helping our clients, shareholders and the communities we serve grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm with offices around the world.

Our Culture

We believe that who you are makes you better at what you do. We're dedicated to fostering and advancing diversity and inclusion in our own workplace and beyond by providing opportunities for growth, development and advancement.

Role Overview

This role is an integral part of our Regulatory Practice Group (RPG), responsible for interacting with regulators, coordinating input for internal governance meetings, management and board reporting. Key responsibilities include:

  • Coordinating responses to regulatory inquiries, inspections and communications
  • Tracking regulatory findings and observations and any remedial commitments to regulators
  • Building and maintaining regulatory relationships in Australia and New Zealand
  • Monitoring firm-wide correspondences with Australian and New Zealand regulators
  • Partnering with the Legal Department to provide regulatory advice to other areas of the firm
Key Requirements

To succeed in this role, you will need:

  • Excellent team work and interpersonal skills
  • Excellent organizational skills
  • Ability to identify and balance commercial considerations with regulatory and legal risk
  • Ability to demonstrate initiative and commitment combined with values reflecting personal integrity and ethics
  • Attention to detail and thoroughness of execution
  • Strong analytical and judgement skills
  • Excellent communication skills, written and verbal
  • A minimum of 3 years' experience in compliance, legal, regulatory, audit or operational support areas of investment banks or securities firms
Estimated Salary Range

The estimated salary range for this role is AU$120,000 - AU$180,000 per annum, depending on location and experience.

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