Financial Services Unit Registry Specialist
4 weeks ago
About Northern Trust:
As a globally recognized and award-winning financial institution, Northern Trust has been in continuous operation since 1889.
Job Description:
You will be responsible for assisting the Manager of Unit Registry Oversight in ensuring that SLA and key client deliverables are met in a timely and accurate manner. This involves working with an outsourced provider of unit registry/transfer agency services.
Key Responsibilities:
- Oversee the governance and management of the outsourced registry provider to ensure compliance with regulatory requirements
- Serve as a liaison between the outsourced registry provider and internal and external stakeholders
- Lead the unit registry stream during client transitions to ensure seamless execution
- Cordinate deliverables during peak processing periods to meet client expectations
- Participate in industry working groups to stay updated on best practices and regulatory changes
- Identify potential risks in operational processes and provide recommendations for improvement
Requirements:
- Demonstrate strong client service focus and commitment to delivering high-quality results
- 8+ years' experience working in or closely with a unit registry/transfer agent with exposure to wholesale and retail funds
- Strong understanding of regulatory requirements and ability to apply them effectively
- Excellent written and verbal communication skills
- Able to develop and maintain internal and external relationships
- Ability to work independently with minimal supervision
Working at Northern Trust:
We offer a flexible and collaborative work culture where financial strength and stability empower us to explore new ideas and opportunities.
Accommodation:
Northern Trust is committed to providing reasonable accommodations to individuals with disabilities.
Estimated Salary: AU$120,000 - AU$180,000 per annum, dependent on location and experience.
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