Regulatory Compliance Director, Australia

3 days ago

Melbourne, Victoria, Australia Crypto Full time

Job Summary

We are seeking a highly skilled Regulatory Compliance Director to join our team in Australia. As a key member of our Compliance function, you will play a critical role in ensuring our operations are in compliance with local laws and regulations.

Key Responsibilities

  • Manage our regulatory compliance program in Australia, including monitoring and managing compliance with AFSL obligations.
  • Advise the business on day-to-day compliance-related matters, including regulatory reporting, dispute resolution, and compliance assessments.
  • Assist in the review and submission of reconciliations and regulatory reports, and liaise with compliance officers globally on business activities conducted across different countries.
  • Provide advice on new products and business structures, and manage internal compliance operational controls and carry out assessments as required.
  • Monitor services provider SLAs and provide feedback where needed, handle regulatory inquiries, and handle bankruptcy requests, deceased estate requests, and Centrelink cases.
  • Handle internal and external escalated disputes, including AFCA liaison, perform compliance assessments of digital assets, and assist with third-party due diligence processes.
  • Review marketing materials, review and advise on escalated financial crime cases, develop and maintain compliance policies and procedures, and assist in updating the compliance program and work plan on a regular basis.
  • Update the business on regulatory changes, support reviews, audits, and inspections from external parties, including regulators, and ensure relevant findings are remediated appropriately.
  • Support preparation of management and board reporting that includes insights and analysis based on industry-leading knowledge of regulatory compliance topics, and assist in responses to industry consultations on digital asset regulation.
  • Assist in handling various compliance projects, ensure staff adherence to company policies and procedures, promote compliance awareness, and provide compliance training where needed.
  • Perform duties and provide support as 2IC for the Australian compliance team, and carry out other compliance-related duties as instructed by the VP Regulatory Compliance from time to time.
  • Stay up-to-date with the current regulatory landscape and compliance requirements of the cryptocurrency industry.

Requirements

  • A minimum of 10 years' experience in financial services compliance.
  • Bachelor's degree and RG146 compliance.
  • ACAMS certification preferred.
  • Working knowledge of AFSL obligations, derivatives compliance, and associated reporting.
  • Leadership and management skills, including experience managing a team.
  • Familiarity with ASIC and AUSTRAC requirements a must.
  • Familiarity with RBA and APRA requirements preferred.
  • Knowledge of the applicable contemporary practices in the field of Compliance, including but not limited to understanding of regulatory matters regarding AFSL and AML legislative and regulatory requirements.
  • Ability to read, analyze, and interpret applicable legislation in the field of financial services/technologies.
  • Ability to write briefs, reports, and business correspondence.
  • Strong presentation and verbal communication skills to liaise with people at all levels both inside and outside the organization.
  • Team player, self-motivated, dependable, adaptable, and detail-oriented individual with analytical, writing, and organizational skills required.
  • Excellent time management skills and ability to manage deadlines.
  • Ability to prioritize and act fast.
  • Ability to work well under pressure and to manage multiple tasks simultaneously.
  • Ability to pick up new ideas and concepts quickly.
  • Crypto and blockchain knowledge is highly desirable and an interest in cryptocurrency and the fintech ecosystem is a must.
  • Advanced computer literacy, including computer skills such as regulatory portals, CRM, spreadsheets, PowerPoint, and word processing.
  • An inquiring mind and methodical approach with high attention to detail.
  • Must be based in Australia.

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