Compliance Manager Financial Services Sydney

7 months ago


Sydney Central Business District, Australia Robert Half Full time

Newly created Compliance Manager position within a global general and commercial insurance firm

Newly restructured Line 2 Compliance Function

$140,000 - $180,000 + super + discretionary bonus

Sydney

***

**The Company**

Part of a large global insurance group, renowned for their excellent working culture and commitment to diversity and inclusion. A recognisable brand in the financial services sector, this business has been experiencing exceptional growth and are looking for a high-performing compliance professional to join their team.

**The Role**

The Compliance Manager role is a newly created role within a merged and restructured risk and compliance function. The role will report into a Head of Compliance, and will be closely supporting the local CRO, responsible for assurance on compliance obligations and regulatory change to the group.

The responsibilities will include but are not limited to:

- Act as an internal advisor on compliance matters in respect to AFS Licence, Corporations Act, Insurance Contracts Act and General Insurance Code of Practice obligations and in the development of processes and actions to ensure compliance with existing and new obligations.
- Assist in developing and maintaining compliance policies, procedures and programs to ensure alignment with industry standards and best practise.
- Assist in conducting Compliance deep dive reviews in pivotal areas such as underwriting, claims.
- Maintain various registers, including breaches and incidents.
- Manage the local obligations register.
- Assist the Compliance Head on developing and delivering of relevant training. Review of customer facing documents (such as, Marketing material)

**Your Profile**

Ideally you will have:

- Minimum 5+ years experience within a broad compliance role within Insurance
- Proactive nature and ability to take ownership of tasks
- A collaborative mindset

*


  • Compliance Manager

    7 months ago


    Sydney Central Business District, Australia Lendlease Full time

    An exciting opportunity for a Compliance Manager to join the Capella Capital team to support the senior management with various compliance initiatives to deliver operational efficiencies governance within the business. This is a 12 month, fixed-term contract based at our Sydney or Melbourne office. In this pivotal and highly visible role, you will ensure...

  • Area Manager: Sydney

    6 months ago


    Sydney Central Business District, Australia HAYS Full time

    Area manager OR Compliance manager OR Quality manager: Sydney **Your new company** This medium-sized Early Childhood organisation has a growth mindset and a commitment to quality Early Childhood Education & Care. They currently have 22 services in the Sydney region with plans to develop / acquire up to 10 new services in the next 2/3 years in NSW and...


  • Sydney, Australia Insignia Financial Full time

    Risk and Compliance Manager **Risk and Compliance Manager** - Permanent full-time position - Sydney, Melbourne or Adelaide based hybrid working arrangements **The Role** As a Risk and Compliance Manager, you will partner with the Distribution Leadership Team to provide support, direction, and guidance on all regulatory, risk and compliance matters....


  • North Sydney Council, Australia Pepper Financial Services Group Full time

    About the RoleWe are seeking a seasoned Compliance Manager to join our team on a 12-month contract. The purpose of this role is to support the Head of Compliance in developing, implementing, and maintaining our compliance framework, including the AML Framework in Australia and New Zealand.Key responsibilities include:Assisting with the ongoing...


  • North Sydney, Australia Pepper Financial Services Group Full time

    The Role We are currently seeking a Senior Compliance Officer to join the team on a 12-month contract. The purpose of the Senior Compliance Manager role is to assist the Head of Compliance to develop, implement and maintain the compliance framework including the AML Framework in Australia and New Zealand, and completion of activities to ensure Pepper...


  • Sydney, Australia Insignia Financial Full time

    Manager, 1st Line Technology Risk & Compliance - Drive key outcomes to future-proof our business - Work for a leading wealth management company - Hybrid working environment - Melbourne or Sydney We are seeking an experienced Manager to lead the design and delivery of our approach to managing technology risk in the business. **The Role** Reporting to the...


  • Sydney, Australia Insignia Financial Full time

    Drive key outcomes to future-proof our business - Work for a leading wealth management company - Hybrid working environment - Melbourne or Sydney We are seeking an experienced Manager to lead the design and delivery of our approach to managing technology risk in the business. **The Role** Reporting to the Head of 1st Line Risk & Compliance, you will be...


  • Sydney, New South Wales, Australia Click and Connect Online Limited Full time

    As a seasoned Financial Advisor, you will be instrumental in providing expert financial guidance to clients and helping them achieve their long-term goals.We are seeking an experienced and qualified Independent Financial Advisor to join our esteemed team at Click and Connect Online Limited in Sydney, Australia.Job OverviewOur reputable Wealth Management firm...


  • Sydney, New South Wales, Australia Financial Crime Operations Full time

    At The Star Entertainment Group, we are committed to creating fun at trusted destinations. Our purpose is to deliver sustainable outcomes for our guests, team members, communities, and shareholders.We operate in a rapidly evolving regulatory landscape, and as our Senior Compliance Manager - Financial Crime Risk, you will play a pivotal role in shaping the...


  • Sydney Central Business District, Australia HAYS Full time

    18 month position available now within a Federal Government Agency, located in Sydney's CBD **Your new company** This Federal Government agency aims to improve health outcomes for all Australians. Their purpose is to promote improved efficiency in, and access to, safe and high-quality public hospital and aged care services. **Your new role** - Assist in...


  • North Sydney Council, Australia Pepper Financial Services Group Full time

    We are seeking an experienced Compliance Officer to join our team on a 12-month contract. As a key member of the team, you will play a crucial role in ensuring Pepper Financial Services Group's compliance with relevant AML legislation in both Australia and New Zealand.About the RoleThe primary objective of this role is to complete activities that ensure our...


  • Sydney, New South Wales, Australia Anton Murray Consulting Full time

    About the RoleWe are seeking an experienced Financial Services Specialist to join our Sydney-based team. The ideal candidate will have a strong background in risk and compliance, with a focus on KYC and AML regulations.Job DescriptionThis role involves supporting operational processes for CIP KYC and PEP reviews, including reviewing documentation provided by...

  • Implementation Manager

    6 months ago


    Sydney Central Business District, Australia Davidson Group Services Full time

    **Contract opportunity with leader in Banking and Finance Industry** - **Hybrid workplace environment, working in either Melbourne or Sydney office 2 days/week** - **12 month initial contract** **The Company**: *** A leader in the Banking and Finance industry with strong customer centric culture. Undergoing major migration and transformation programs. The...

  • Compliance Officer

    6 months ago


    Sydney Central Business District, Australia HAYS Full time

    Permanent opportunity ideal for someone seeking a role that offers personal growth and autonomy. **Your new company** A leading law firm specialising in personal injury claims and matters that affect every day Australians. **Your new role** Due to significant growth in the past year and to support this growth trajectory, the organisation requires a...

  • Financial Assistant

    6 months ago


    Sydney, Australia Ria Financial Services Full time

    Financial Assistant **Key Attributes**: - **Communication Skills**: Effective communication skills, both written and verbal. - **Passionate & Motivated**: Driven by a genuine interest in finance, dedicated to achieving excellence in every task. - **Curious & Inquisitive**: Constantly seeking knowledge, asking questions, and exploring new ideas to optimise...


  • Sydney, New South Wales, Australia Anton Murray Consulting Full time

    About the RoleWe are seeking a skilled Financial Services Compliance Specialist to join our Anton Murray Consulting team in Sydney or Melbourne.This is a contract role with an initial 12-month duration, offering an opportunity to work with a global tier-one Wealth Management firm.Job DescriptionThe ideal candidate will have experience in wealth management,...

  • Compliance Officer

    7 months ago


    North Sydney, Australia Pepper Financial Services Group Full time

    The Role We are currently seeking a Compliance Officer to join the team on a 12-month contract. The purpose of the Compliance Officer role is to complete activities to ensure Pepper is compliant with relevant AML legislation in both Australia and New Zealand and assist with the execution and maintenance of compliance monitoring and reporting: Daily...


  • Sydney, New South Wales, Australia Charterhouse Full time

    Are you a skilled Accountant looking for a new challenge in a dynamic company? Charterhouse is seeking an experienced professional to join their team as a Financial Services Specialist.**Location:** Just outside of Sydney CBD, close to public transport options (bus, train and light rail).**Salary:** Up to $90,000 + super, depending on experience.Job...

  • 1st Line Risk

    6 months ago


    Sydney, Australia Insignia Financial Full time

    1st Line Risk & Compliance Specialist - Technology Controls Testing - Collaborative & supportive team environment - opportunity to grow and develop - Work for a leading wealth management company - Hybrid working environment - WFH/Office (Sydney or Melbourne) **The Role** This is your opportunity to contribute to an organisation which focuses on its people...


  • Sydney, New South Wales, Australia Anton Murray Consulting Full time

    SydneyWealth ManagementA global tier-one Wealth Management firm is seeking an experienced Financial Services Risk and Compliance Associate to join their Sydney Account Management Team on an initial 12-month contract.The ideal candidate will have wealth management / Private banking / client onboarding / KYC experience from a global firm and ideally some...