Compliance Officer: Ensuring Regulatory Compliance

**Position Description** **Company Name**: VET Quality and Compliance **Job Title**: Junior Compliance Consultant **Job Industry**: Vocational Education and Training **Employment Type**: Contract/Part-Time/Casual **Job Location**:100 Walker St, North Sydney, NSW, 2060. **Summary**: This job would be suitable for a university student. **Key...

Job SummaryThe InterSystems Compliance Officer plays a crucial role in ensuring the organization's compliance with all applicable laws, regulations, and the InterSystems code of ethical conduct. This position involves monitoring compliance activities, conducting audits, and investigating potential compliance violations.Key ResponsibilitiesMonitoring and...

Regulatory Compliance Officer We are looking for a talented Regulatory Compliance Officer to join our busy Sydney team. Reporting to the Chief Risk Officer, you will use your legal training and experience to manage the digital token listing and review process across the Group. You will also be assisting the Compliance teams in Singapore and Australia as...

Key ResponsibilitiesAs a Regulatory Compliance Expert at Pierre Fabre Group, you will develop and maintain the Group's Ethics and Compliance program, ensuring its effectiveness in managing risks and promoting a culture of compliance. Key responsibilities include:Developing local policies, procedures, and controls to support the program's objectivesManaging...

About the RolePierre Fabre Group is seeking a Regulatory Compliance Expert to join our team. As a key member of our compliance program, you will play a critical role in ensuring the company's ethics and compliance standards are met.Key ResponsibilitiesDevelop and implement local policies, procedures, and controls for the general operation of the Group's...

Mars Recruitment is seeking a highly skilled Regulatory Compliance Manager to support regulatory adherence in a leading financial services organisation.Key Responsibilities:Conduct research on legal and compliance issues, and manage regulatory updates and changes in a project management capacity.Coordinate and prepare regulatory registration and reporting...

{"Responsibilities": [{"title": "Regulatory Compliance Management", "content": "Manage regulatory and licensing matters, including licensing application, variation, and related licensing reporting requirements."}, {"title": "Compliance Point of Contact", "content": "Serve as the primary point of contact for all compliance-related inquiries and issues...

We are looking for a talented Regulatory Compliance Officer to join our busy Sydney team. Reporting to the Chief Risk Officer, you will use your legal training and experience to manage the digital token listing and review process across the Group. You will also be assisting the Compliance teams in Singapore and Australia as required.Your key responsibilities...

Our ideal candidate will work closely with the Group Ethics and Compliance Director to develop a comprehensive Ethics and Compliance program that addresses risk management, internal communication, and training.Job DescriptionIn this role, you will be responsible for:Developing and maintaining local policies, procedures, and controls for the general operation...

We are seeking a talented Regulatory Compliance Officer to join our Sydney team at Independent Reserve. Reporting to the Chief Risk Officer, you will use your legal training and experience to manage the digital token listing and review process across the Group.About the RoleAs a Regulatory Compliance Officer, you will be responsible for conducting digital...

At Xe, we live currencies. We provide a comprehensive range of currency services and products, including our Currency Converter, Market Analysis, Currency Data API and quick, easy, secure Money Transfers for individuals and businesses. We leverage technology to deliver these services through our website, mobile app and by phone. Last year, we helped over 300...

**Description of the Department**: A central team of technical experts, the Compliance team provide specialised services and expertise on technical areas on Compliance topics, such as financial security, professional ethics, market integrity, protecting interests of clients, Group policy and local regulatory obligations. They work closely with the heads of...

About Our TeamCrawford is a company that values its people. We hire for attitude and train for skill, offering a supportive and positive work environment where our people can develop their skills and expertise to thrive in their role.About the OpportunityWe are seeking a Regulatory Compliance Specialist to join our team. This is a permanent, full-time...

**Sydney or Melbourne**: Looking to join a team that’s small enough that your contribution is noticed, valued, and appreciated? Our work and partnerships in the renewable space have seen us recently awarded Finders Green Energy Retailer of the year for the second year in a row. We’ve also recently been named as one of Australia’s best electricity...

**Company Description**: At Shift, we’re business specialists dedicated to helping Australian SMEs take control of their cashflow, streamline trade terms and choose the right financial products. We believe Australian businesses are the driving force behind our economy and are core to our communities. That’s why our business expertise, focus on...

About E4 RecruitmentE4 Recruitment is a leading player in the healthcare recruitment industry, renowned for its commitment to excellence and compliance. Our organization values innovation, teamwork, and expertise, creating a dynamic work environment that fosters growth and success.Salary InformationThe estimated annual salary for this position ranges from...

About the RoleWe are seeking a seasoned Compliance Expert to join our team in Australia. This is an exceptional opportunity to leverage your expertise in regulatory compliance and risk management to drive business growth while upholding Gallagher's commitment to excellence.Job DescriptionThis senior-level role will provide critical support on regulatory...

GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for...

We are seeking a Compliance Officer to join Pepper Financial Services Group on a 12-month contract. This role is responsible for ensuring compliance with relevant AML legislation in Australia and New Zealand.Key Responsibilities:Daily investigations on transaction monitoring alerts to identify potential AML/CTF activity or fraudulent activityDrafting...

Support the compliance program for Moomoo AU, ensuring adherence to relevant regulatory registrations and licensing requirements specific to the securities industry. - Assist in providing guidance on AML/CTF and Sanctions regulatory requirements to support the Money Laundering Reporting Officer (MLRO). - Participate in AML investigations and assist in the...