Risk and Compliance Manager

2 weeks ago

Sydney, Australia Insignia Financial Full time

Risk and Compliance Manager

**Risk and Compliance Manager**
- Permanent full-time position
- Sydney, Melbourne or Adelaide based hybrid working arrangements

**The Role**

As a Risk and Compliance Manager, you will partner with the Distribution Leadership Team to provide support, direction, and guidance on all regulatory, risk and compliance matters. Reporting to the Head of Distribution Assurance & Compliance, you will be a key member of the Distribution First Line Risk & Compliance team, responsible for the provision of high-quality advice, risk, regulatory and compliance services to the Distribution business unit.

**Key Responsibilities**:

- Lead the integration, implementation and embedment of new risk and compliance methodologies and frameworks.
- Support the business to implement and manage a comprehensive risk and compliance framework including maintenance of risk profiles and monitoring the effectiveness of controls.
- Provide SME guidance and support as First line risk lead on projects and initiatives.
- Provide high quality and timely risk and regulatory technical advice to the business in relation to legislative and regulatory requirements.
- Support the business to manage incidents and breaches across the division.
- Provide generalist risk and compliance advice to support day to day decision making.
- Proactively embed and improve risk culture and maturity across the Distribution division.

**To be successful in this role you will possess**:

- Tertiary qualification in a relevant field or extensive equivalent practical experience such as Accounting, Commerce, Banking, Economics, Finance or Law.
- Demonstrated experience in operational risk and compliance in the financial services sector with a commitment to delivering excellence in member outcomes.
- Solid understanding of our regulatory environment and products including Superannuation, Managed Investments and Investor Directed Portfolio Service (IDPS).
- Change management and project delivery experience in relation to risk and compliance frameworks, with a demonstrated ability to manage, embed and drive significant change.
- Advanced relationship and stakeholder management skills to influence, challenge, negotiate and achieve through others.
- Proven ability to understand complex processes and succeed in a large dynamic business.

**Benefits**
- Development opportunities at an ASX top 200 company
- A professional, supportive and friendly culture
- A range of corporate and lifestyle benefits

**The Business**

Insignia Financial is one of Australia's leading wealth management organisations, undertaking a rapid and exciting transformation. The Insignia Financial group has been helping Australians secure their future since 1846. Over the decades, we have grown substantially to become a leading provider of quality financial services and are listed on the Australian Securities Exchange in the ASX top 200 (ASX: IFL).

**To Apply**

Please submit your resume with a covering letter by clicking on "."

Applicants will be required to provide evidence of their eligibility to work in Australia, and at a minimum be required to undertake police and basic credit checks as a condition of employment.

Job ID 7397

  • Risk Management and Compliance Lead

    2 days ago

    Sydney, New South Wales, Australia Compliance & Risk Management Recruitment Full time

    Our ClientCompliance & Risk Management Recruitment provides recruitment services for defence, aviation, and aerospace industries.Job SummaryThis is a senior leadership opportunity within a defence organisation, ensuring compliance, safety, and risk management across multiple contracts.Key ResponsibilitiesManage and maintain quality management systems (ISO...

  • Defence Compliance and Risk Manager

    2 days ago

    Sydney, New South Wales, Australia Compliance & Risk Management Recruitment Full time

    Job DescriptionThis is a senior leadership opportunity within a defence organisation, ensuring compliance, safety, and risk management across multiple contracts.Key ResponsibilitiesManage and maintain quality management systems (ISO 9001, ISO 45001)Oversee work health and safety management systems (WHSMS)Required Skills and QualificationsFormal...

  • Risk Management Expert

    2 days ago

    Sydney, New South Wales, Australia Compliance & Risk Management Recruitment Full time

    Job DescriptionAt Compliance & Risk Management Recruitment, we are seeking a seasoned expert in financial crime risk management to join our team.This is an exceptional opportunity for a skilled professional to drive meaningful change and make a real impact on financial crime risk strategy.The ideal candidate will have a strong background in designing and...

  • Risk Lead

    5 hours ago

    Sydney, New South Wales, Australia Compliance & Risk Management Recruitment Full time

    Immediate opportunity for an experienced Risk and Insurance Lead to join a large Council.Great role to develop your career.Excellent career opportunity Lead from the front We are working with one of Sydney's largest Councils who is looking for a risk professional to join the team as a Risk and Insurance Lead.This opportunity will have you develop the risk...

  • Regulatory Compliance Specialist

    2 days ago

    Sydney, New South Wales, Australia Compliance & Risk Management Recruitment Full time

    Company OverviewWe are a leading Federal Government organisation providing internal training services across multiple campuses. Our team is rapidly growing, and we are seeking an experienced RTO Compliance/Audit professional to join our internal compliance and risk management department.

  • Risk Management Strategist

    7 days ago

    Sydney, New South Wales, Australia Compliance & Risk Management Recruitment Full time

    Drive business growth and mitigate risk as a skilled Risk and Insurance Lead.We are partnering with one of Sydney's largest Councils to find a seasoned professional who can develop comprehensive risk frameworks and execute strategic vision.Key Responsibilities:Developing and implementing key risk management strategiesConducting regular audits as...

  • Compliance and Insurance Specialist

    7 days ago

    Sydney, New South Wales, Australia Compliance & Risk Management Recruitment Full time

    Foster career growth and drive risk strategy in a large Council.We are seeking a skilled Risk and Insurance Lead to develop comprehensive risk frameworks and contribute to business growth from the ground-up.Responsibilities:Developing and implementing key risk management strategies and Business Continuity ProgramsConducting regular audits as requiredManaging...

  • Enterprise Risk Leader

    7 days ago

    Sydney, New South Wales, Australia Compliance & Risk Management Recruitment Full time

    Lead the development of risk frameworks and drive business growth in a collaborative environment.We are partnering with one of Sydney's largest Councils to find a seasoned Risk and Insurance Lead who can foster career growth and execute strategic vision.Key Responsibilities:Developing and implementing key risk management strategiesConducting regular audits...

  • Financial Crime Prevention Manager

    2 days ago

    Sydney, New South Wales, Australia Compliance & Risk Management Recruitment Full time

    Company OverviewCompliance & Risk Management Recruitment is a leading provider of recruitment services specializing in financial crime and risk management professionals.Our company is committed to delivering exceptional results and providing a positive candidate experience.As a senior manager in our team, you will play a critical role in driving our business...

  • Compliance Specialist

    2 weeks ago

    Sydney, Australia Risk Full time

    **We are Woolworths Group **We are Woolworths Group. 200,000+ bright minds, passionate hearts and unique perspectives connected by a shared Purpose - ‘to create better experiences together for a better tomorrow.’ It’s that Purpose that fuels our ambition to explore new ideas, make brave commitments and innovate better ways to meet the food and everyday...

  • Audit and Risk Management Professional

    2 days ago

    Sydney, New South Wales, Australia Compliance & Risk Management Recruitment Full time

    Job DescriptionAs a key member of our compliance team, you will be responsible for planning and undertaking audits in accordance with relevant standards and legislation. You will prepare audit reports, recommending any necessary changes, and participate in reviews of completed compliance audits to enable continuous improvement in their planning and...

  • Gaming Finance Operations Manager

    2 days ago

    Sydney, New South Wales, Australia Compliance & Risk Management Recruitment Full time

    Job SummaryWe are seeking a Risk Management Expert to join our team as an ECDD Analyst. In this role, you will be responsible for conducting enhanced due diligence on high-risk customers, analyzing customer profiles, and reviewing AML and CTF risks.Main ResponsibilitiesConduct enhanced due diligence on high-risk customers, identifying potential financial...

  • Compliance and Governance Expert

    2 days ago

    Sydney, New South Wales, Australia Compliance & Risk Management Recruitment Full time

    ResponsibilitiesPlan and undertake audits in accordance with relevant standards and legislation.Prepare audit and investigation reports, recommending any necessary changes.Participate in reviews of completed compliance audits to enable continuous improvement in their planning and execution.Provide advice and support to members and other staff on statutory...

  • Compliance Risk Manager

    2 days ago

    Sydney, New South Wales, Australia Rest Full time

    Job DescriptionThe Technology Supplier Compliance Specialist plays a critical role in ensuring that Rest's technology vendors adhere to our policies, standards, and regulatory obligations. This position focuses on governance, risk, and compliance, setting clear expectations and enforcing compliance to protect Rest's data and technology infrastructure.This...

  • Risk & Compliance Manager

    3 weeks ago

    Sydney, Australia Bluefin Resources Full time

    Seeking a diligent Manager to assist the Head of Risk & Compliance Function in managing the company's risk and compliance framework and functions. Reporting to the Head of Risk & Compliance, this role is responsible for undertaking risk and compliance assessments, reporting, and risk assurance activities. Key Duties and Responsibilities: - Ensure effective...

  • Risk and Compliance Manager

    3 weeks ago

    Sydney, Australia Rabobank Full time

    Rabobank is the world’s leading specialist in food and agribusiness banking. One of our key strengths lies in our people who have a deep understanding of agriculture and are committed to adding long-term value for clients. Our commitment to our employees and clients is at the heart of everything we do. Rabobank has an opening for a Risk and Compliance...

  • Senior Quality Assurance Director

    2 days ago

    Sydney, New South Wales, Australia Compliance & Risk Management Recruitment Full time

    Job OverviewCompliance & Risk Management Recruitment provides recruitment services for defence, aviation, and aerospace industries.Key ResponsibilitiesManage and maintain quality management systems (ISO 9001, ISO 45001)Oversee work health and safety management systems (WHSMS)Ensure compliance with internal and external safety, quality, and risk...

  • Risk and Compliance Manager

    2 weeks ago

    Sydney, Australia TROOCOO Pty Ltd Full time

    Leading Cloud Technology Solution Provider - APAC Focussed role - Sydney based with WFH flexibility **About our client**: *** Our client is a leading technology organisation that is revolutionising the way companies manage their cloud solutions across APAC. Australian owned and headquartered in Sydney this organisation has gone from strength to strength,...

  • Risk & Compliance Manager

    3 weeks ago

    Sydney, Australia HAYS Full time

    Risk & compliance specialist with an interest in the education sector and embedding risk management. Your new company A well-established and respected independent girls’ school from Kindergarten to Year 12. Located in Sydney’s North. Your new role In your new role as the Risk & Compliance Manger you will report directly into the Deputy Principal. The...

  • Compliance Risk Manager

    3 days ago

    Sydney, New South Wales, Australia Cuscal Limited Full time

    At Cuscal Limited, we are seeking a highly skilled Compliance Manager to join our Governance, Risk and Compliance team. This role will play a critical part in ensuring our adherence to regulatory requirements, industry standards, and internal policies.The Compliance Manager will support the development, implementation, and integration of compliance...