Wealth Management

7 months ago

Sydney, Australia Anton Murray Consulting Full time

Sydney
Wealth Management
Contract or Temporary

Our client is a global tier-one Wealth Management firm seeking an experienced KYC Maintenance Associate to join either their Sydney or Melbourne Account Management Team on an initial 12-month contract.

The ideal candidate will have wealth management / retail equity broking / Wealth Management client onboarding/ KYC / AML experience and ideally some understanding of UK FSA regulations alongside Australian regulations.

Key Responsibilities:

This role is broadly responsible for supporting all operational processes for the CIP KYC and PEP reviews, including:

  • Account opening for sub-accounts, SMAs and OTC product accounts.
  • Reviewing and processing static data change, i.e updating contact details, account type and profile
  • Reviewing and processing trigger event, including all types of change that trigger CDD insufficient or outdated based on the current KYC rules, i.e. change of directors and entity name
  • Monitoring and processing different requests in Workflow, i.e reviewing different modules for international platform and conduct signature verification. 
  • Deceased Estate Handling: including dealing with death notifications, account block and uplift and adding executor(s) to the account, etc.
  • Power of Attorney: reviewing and handling POA/EPOA requests and add them to both domestic and interntaional platform accounts. 
  • Post-onboarding EDD/PEP: Monitoring Enhanced Due Diligence report on a daily basis and investigating the high/high+ risk trigger. 
  • Initiate EDD/PEP process for high/high+ risk accounts. 
  • Handling questions/queries from the front office.
  • Ad hoc tasks: i.e Project, Client communication/mass mailing, US IPO, MIFID Quarterly Statements, BCAN and CGG/PPSR Registration, etc

Other info:

  • In KYC Maintenance, the tasks will be more varied and combination of trigger events where client’s situation changes and we conduct applicable review of KYC profile 
  • Role will be more varied in types of requests we support, more multi-tasking, little more communication with business

Desired Experience/Qualifications:

  • Bachelor’s degree or equivalent education or experience required.
  • At least 3 years’ experience in the financial services industry, ideally with previous experience in Risk and Compliance with a private bank, or onboarding/periodic review in a top-tier bank.
  • Understanding of global AML/KYC standards, in particular Australian and UK- FSA requirements.
  • Strong analytical and organisational skills.
  • Strong communication skills to effectively and clearly instruct/ advise Sales teams and other stakeholders.
  • Ability to articulate issues concisely and effectively.
  • Able to work both independently and with a team in a dynamic environment with high pressure on timeliness and quality of deliverables.
  • Impressive knowledge of KYC documentation, industry regulations and best practices.

This role will pay approximately $470-525 per day plus super, depending on prior experience in relevant positions.

  • Associate, Sales and Product Support

    4 months ago

    Sydney, Australia Ares Management Corporation Full time

    Description Ares Wealth Management Solutions (WMS) Australia is looking for an Associate, Sales and Product Support. The position will play a key role in supporting the distribution efforts and management of a range of alternative strategies offered to the Australian and New Zealand private wealth channels. The incumbent will work closely with the all...

  • Wealth Manager

    7 months ago

    Sydney, Australia Independent Resourcing Consultancy Ltd Full time

    Wealth Manager - Sydney This firm is a pioneering, independent financial advisory consultancy, unwavering in its dedication to safeguarding the financial futures of its clients. Established by UK-qualified financial advisers, the company distinguishes itself with its vibrant energy and innovative approach, setting it apart in the competitive offshore...

  • Wealth Management

    7 months ago

    Sydney, Australia Superior People Recruitment Full time

    We are working with a market leading Wealth Management firm who are seeking driven and motivated Wealth Management individuals to join their growing businesses. - The roles will include the following responsibilities: - Work with the Advisor to collect and analyse financial and investment information in order to provide sound financial and investment advice...

  • Business Development Associate for Private Wealth Channel

    4 weeks ago

    Sydney, New South Wales, Australia Ares Management Corporation Full time

    Ares Management Corporation is seeking a highly skilled Business Development Associate to support the distribution efforts and management of alternative strategies in the private wealth channels. This role will play a key part in helping drive business growth and development across Australia and New Zealand.Key Responsibilities:Assist senior business...

  • Wealth Management Professional

    2 months ago

    Sydney, New South Wales, Australia Anton Murray Consulting Full time

    Anton Murray Consulting - Wealth ManagementRole Summary:We are seeking a highly organized and detail-oriented Wealth Management Professional to join our team at Anton Murray Consulting. As a key member of our private wealth management team, you will be responsible for providing exceptional client service, ensuring seamless day-to-day operations, and...

  • Senior Financial Planner

    2 weeks ago

    Sydney, New South Wales, Australia Hoxton Wealth Full time

    About Hoxton WealthHoxton Wealth is a leading international financial advisory firm dedicated to helping clients achieve financial security and growth through tailored, holistic solutions. With offices around the globe, we bring a unique perspective to wealth management, combining local expertise with global reach.We are seeking an experienced Senior...

  • Head of Compliance

    6 months ago

    Sydney, Australia OCG Talent Full time

    Look after retail and wholesale advisory business. - Permanent, Sydney or Melbourne based role. - Be part of a market-leading wealth management business. Our client is a boutique wealth management organisation providing advanced research, innovation, personalised service, and tailored solutions that are focused on creating and preserving wealth to retail,...

  • Private Wealth Management Professional

    1 month ago

    Sydney, New South Wales, Australia Salt Recruitment Full time

    At Salt Recruitment, we're partnering with a leading financial institution to find an experienced Private Wealth Management professional. This is a fantastic opportunity to work for Australia's premier Private Wealth Management company based in Sydney.The role involves case managing new onboarding requests, liaising with and supporting Advisers and Analysts...

  • Senior Financial adviser

    4 weeks ago

    Sydney, Australia Hoxton Wealth Full time

    About the Role Hoxton Wealth is seeking a skilled and dynamic Financial Advisor to join our established Sydney team. In this role, you will work collaboratively within an existing group of professionals to service a portfolio of clients, while also expanding and refining our approach to holistic financial planning. This position offers the opportunity to...

  • Experienced Financial Strategist Wanted

    4 weeks ago

    Sydney, New South Wales, Australia Hoxton Wealth Full time

    About the RoleWe are seeking a skilled and dynamic Financial Advisor to join our established Sydney team at Hoxton Wealth. In this role, you will work collaboratively within an existing group of professionals to service a portfolio of clients, while also expanding and refining our approach to comprehensive financial planning.This position offers the...

  • Wealth Management Compliance Officer

    7 months ago

    Sydney, Australia UBS Full time

    Australia - Compliance - Group Functions **Job Reference #** - 291530BR **City** - Sydney **Job Type** - Full Time **Your role** - Do you have a minimum 3 years of experience in providing compliance or risk advisory services within a private banking or wealth management environment? Do you enjoy advising and supporting front office colleagues to ensure...

  • Wealth Management

    7 months ago

    Sydney, Australia Anton Murray Consulting Full time

    SydneyWealth ManagementContract or TemporaryOur client is a Tier 1 Private Wealth Manager seeking a Desk Assistant to join their team for an initial 12-month contract.Our client provides a full brokerage service to individual clients investing in both domestic and international equities, and wealth management services including financial planning, margin...

  • Sydney Team Leader

    7 months ago

    Sydney, Australia LGT Crestone Wealth Management Full time

    Min Experience- 2 yearsYour team - A part of the client facing Advisory team including the Front Office Support team, Investment Advisers and Associates. - Working as part of the broader organisation of employees including: - Support roles including Office Manager, Front of House and Reception, Executive Assistant. - Operations team. - Specialists within...

  • Executive Manager Private Wealth Distribution

    4 weeks ago

    Sydney, Australia Commonwealth Bank of Australia Full time

    Executive Manager Private Wealth Distribution - Commonwealth Private **Executive Manager Private Wealth Distribution - Commonwealth Private** **About us** Retail Banking Services (RBS) is the public face of CommBank, delivering a seamless banking experience for the future, to our 10 million + personal and small business customers. We offer market-leading...

  • Executive Manager Private Wealth Distribution

    4 weeks ago

    Sydney, Australia Commonwealth Bank Full time

    **Executive Manager Private Wealth Distribution - Commonwealth Private**: **About us** Retail Banking Services (RBS) is the public face of CommBank, delivering a seamless banking experience for the future, to our 10 million + personal and small business customers. We offer market-leading products and services, supported by some of the world’s best systems...

  • Wealth Management Professional

    1 month ago

    Sydney, New South Wales, Australia Anton Murray Consulting Full time

    Wealth ManagementAbout the RoleAnton Murray Consulting is seeking an experienced Wealth Management professional to join their Sydney or Melbourne team as a KYC Periodic Review Associate. The ideal candidate will have wealth management experience and a strong understanding of UK FSA regulations and Australian regulations.Key Responsibilities:Support...

  • Wealth Manager

    7 months ago

    Sydney, Australia Independent Resourcing Consultancy Ltd Full time

    Position: Wealth Manager Location: Sydney, Australia Employment Type: Full-Time About the Role: My client, a premier financial services firm, is seeking an experienced and highly motivated Wealth Manager to join their dynamic team in Sydney, Australia. This role is pivotal in providing tailored financial advice and wealth management solutions to...

  • Head of Distribution

    1 month ago

    Sydney, Australia Perigon Group Full time

    We are proud to partner with this reputable Wealth Management Group in recruiting a newly created ‘ Head of Distribution ’ to continue the growth of their client base across Australia.  The Head of Distribution will report directly to the CEO and will be based in Sydney with frequent domestic travel required. This role will provide the successful...

  • Wealth Administrator

    3 months ago

    Sydney, Australia Macquarie Group Limited Full time

    -The Wealth Non-Financial Risk Remediation team is responsible for delivering exceptional remediation outcomes for clients for both internal and external projects. At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a global financial services group operating in 34 markets and with...

  • Strategic Wealth Management Operations Specialist

    4 weeks ago

    Sydney, New South Wales, Australia Anton Murray Consulting Full time

    At Anton Murray Consulting, we are seeking an experienced Wealth Management Business Analyst to join our client, a leading global wealth management firm. Located in Sydney, this contract or temporary role offers the opportunity to work on a client experience project as a Business Analyst for an initial 12-month period.The ideal candidate will possess prior...