Manager, Regulatory Change and Engagement

**ASX: Powering Australia's financial markets**:
**Why join the ASX?**:
When you join ASX, you’re joining a company with a strong purpose - to power a stronger economic future by enabling a fair and dynamic marketplace for all.

In your new role, you’ll be part of a leading global securities exchange with a strong brand. We are known for being a trusted market operator and an exciting data hub.

Want to know why we are a great place to work, click on the link to learn more.

**We are more than a securities exchange**:
The ASX team brings together talented people from a diverse range of disciplines.

We run critical market infrastructure, with 1 in 3 people employed within technology. Yet we have a unique complexity of roles across a range of disciplines such as operations, program delivery, financial products, investor engagement, risk and compliance.

We’re proud of the diversity of our organisation and the culture of inclusion that all our people help to build every day. Our employee-led groups are known for celebrating cultural and religious events, championing LGBTIQ+ inclusion (recently achieving AWEI Bronze), inspiring giving and volunteering, promoting gender equality, and wellbeing. We are an Employer of Choice for Gender Equality (WGEA) and a member of the Champions of Change Coalition for the advancement of gender equality in Australia.

**About the team**:
This role drives ASX’s regulatory change management process, oversighting Line 1 Senior Management and their staff to effectively manage compliance with new and changing obligations applicable to their function and ASX.

The Regulatory and Oversight team is responsible for managing the ASX's engagements and interactions with domestic and international regulators. Additionally, the team is responsible for oversighting Line 1 Senior Management and their staff to effectively manage compliance with new and changing obligations applicable to their function and ASX.

**What you will be doing**:

- Lead and drive the uplift or regulatory change management across the ASX, and ensure processes are embedded across the organisation
- Lead and drive the regulatory change management process across ASX, including:

- Proactively monitor developments in new and amending obligations applicable to ASX and communicate changes with impacted business units
- Analyse new or changing requirements and the impacts to ASX operations
- Draft new and amended obligations, maintain and update the obligations library housed within the Governance Risk and Controls system, and drive Line 1 teams to implement required changes to policies, processes, and controls.
- Demonstrate oversight of regulatory change management through reporting for management and relevant executive and board committees.
- Support the Regulatory Engagement team, including
- Drive the Regulatory Engagement planner, and schedule relevant internal preparation meetings with senior stakeholders
- Oversee regulatory actions and their tracking to completion
- Update compliance registers with high quality summaries from key regulatory interactions
- Review training materials, team policies, and procedures.
- Demonstrate the ASX values.

**What you will bring**:
**Must have**
- Tertiary qualifications, preferably legal or a related discipline
- Ability to influence and impact change
- Ability to work autonomously and to deadlines in a fast-paced environment
- Attention to detail and a desire for quality and accuracy
- Enthusiasm, initiative, and a positive, can-do attitude
- Strong written communication, presentation, and interpersonal skills
- Familiarity with governance, risk, and compliance systems
- Curiosity, with an interest in continuous learning, such as learning about ASX’s businesses and staying updated with industry trends

**Nice to have**:

- Previously worked in a law firm, financial institution, regulatory agency, or consultancy
- 5+ years or relevant experience of implementing regulatory change or compliance advisory
- Experience of the regulation of financial institutions