
Client Compliance Manager
1 week ago
Our aim is to transform banking - we believe in making banking 10x better for customers, banks and society. At the heart of our platform is the 10x SuperCore. With its transformational end-to-end architecture, everything has been designed from first principles to bring forward a new way of banking. We enable our client banks to engage their customers with more timely, relevant and personalised experiences when it comes to managing money.
**About the role**
The Client Compliance Manager will be accountable for supporting both our Clients and the Product & Engineering teams on regulatory requirements to ensure that the 10x platform meets relevant compliance standards. This role will have an increasingly cross-geographic jurisdiction ensuring that all our Clients have confidence with regard to requirements and expectations.
**About you**
You have knowledge of banking product regulation and familiarity with Financial Services industry practices with a good understanding of both effectively meeting Client demand and internal delivery capacity. You are a strong relationship builder who has experience working within a product organisation with the ability to translate Client regulatory commitments to actionable items from a product perspective. You will join us at an exciting time in our business.
**You will be responsible for.**
- Proactively working with Clients to understand key compliance priorities and deliverables for Client ‘go
- live’ in the context of a standard and repeatable framework.
- Work with clients to understanding banking licence requirements and impact on 10x
- Designing and implementing a post ‘go-live’ compliance model to ensure all Client regulatory requirements are identified and managed appropriately
- Working with Product & Engineering to ensure all product development and strategy meets regulatory requirements, including providing assurance on existing build
- Supporting on building the Client Team’s compliance strategy
- Supporting new client’s in identifying key regulatory requirements that could impact the existing 10x core functionality
- Identifying and managing non
- compliance risks as part of 10x Risk Management Framework
- Supporting regulatory horizon scanning model for both Clients and 10x so that regulatory changes identified and managed appropriately
- Delivering training on key regulatory changes
**Requirements**:
- Knowledge of banking product regulation specifically in providing advice and guidance transaction banking including trade finance, cash management and clearing
- Experience supporting either FLoD/SLoD compliance oversight specifically in Transactional/ Institution Banking
- Experience in working in a regulated environment or consultancy role
- Familiarity with Financial Services industry practices and professional standards
- Excellent communication skills
- Integrity and professional ethics
- Business acumen
- Teamwork skills
- Attention to detail
**If you also have experience with any of the following, we’d love to hear from you**
- Experience in liquidity management,
- Professional certification (e.g., Certified Compliance & Ethics Professional (CCEP))
- Experience working in product development
- Experience in a fast moving, dynamic, digital, entrepreneurial businesses
- Demonstrable high levels of integrity and desire to make a positive impact within the business and society
- Worked in a Client facing role
- Proven ability to work under pressure and deliver to tight deadlines
- Planning and organisational skills, with strong attention to detail
- Ability to operate effectively in an agile organisation
**Benefits**
- Competitive base salary
- 23 days holiday and an extra day off on your birthday
- 4 wellbeing days per year
- A day off to volunteer
- Subscription to Headspace wellbeing app
- All the latest tech you need to enable you to deliver excellent output
- Employee Assistance Programme
**More About 10x**:
Our head office is in London but our 10x teams work around the UK and Australia to provide our clients with deep and relevant experience amassed from multi-billion-dollar businesses, challenger brands, disruptors and start-ups.
At 10x you work alongside innovators and leaders in banking and financial services, big-technology and consumer-focused industries - proven practitioners who understand how to meet the evolving needs of businesses and consumers. Our engineers, product specialists and developers are leaders too, drawing on experience from within and outside financial services to deliver transformational new digital solutions.
We are driven by the belief that whatever we do as a business has to be done in the right way. Our three core values amid this are fundamental to our 10x approach**:Transformation, Integrity **and **Impact.**
**Equal Opportunities for All**:
Equality, Diversity and Inclusion are priorities for us here at 10x - we welcome and promote diversity amongst our people and if we are to solve the legacy p
-
Client Compliance Officer
7 days ago
Sydney, New South Wales, Australia Mercer Australia Full time $90,000 - $120,000 per yearWe are seeking a highly adaptable and flexible Client Compliance Officer to join our team based in Wollongong or Sydney. This is a hybrid role that has a requirement of working at least three days in the office.Applying your experience in superannuation scheme administration you will work with internal and external clients in ensuring the fulfilment of our...
-
Compliance Manager
2 weeks ago
Sydney, New South Wales, Australia Mercer Full time $115,200 - $230,400 per yearWe are seeking a skilled Compliance Manager to join our Line 2 Risk and Compliance function at Mercer Super. This essential role will support the Head of Compliance and Senior Compliance Managers to navigate the regulatory landscape and guide Mercer Super to deliver positive, compliant and risk aware outcomes for its 900,000+ members.The position can be...
-
Compliance Manager
1 week ago
Sydney, Australia eToro Full time**About eToro** eToro is the world’s leading social trading network, providing millions of users from around the world a one-stop-shop solution for their trading and investing needs. Since 2007, eToro has positioned itself as a Fintech leader, pioneering revolutionary practices such as social trading and machine-learning-powered investment products. Our...
-
Compliance Manager
2 weeks ago
Sydney, Australia Anton Murray Consulting Full timeSydney- Ancillary Areas- PermanentOur client is a leading retail broker seeking a Compliance Manager to manage their compliance function in their Sydney office - this role will ideally be hired on a part time basis for 3 or 4 days a week. However they are open to hiring someone full time. **Responsibilities** - Ensure the business activities comply with AFS...
-
Compliance Manager
2 days ago
Sydney, New South Wales, Australia Cox Purtell Staffing Services Full time $90,000 - $120,000 per yearRisk and Compliance OfficerLocation:SydneyEmployment Type:Full-timeMust have experience in the education sector.We are a working with a leading private independent school in Sydney, committed to excellence in education and the wellbeing of our students and staff. Ourschoolfosters a dynamic learning environment while upholding the highest standards of...
-
Compliance Manager
4 weeks ago
Sydney, New South Wales, Australia Cox Purtell Staffing Services Full timeOverviewWe are working with a leading private independent school in Sydney, committed to excellence in education and the wellbeing of our students and staff. Our school fosters a dynamic learning environment while upholding the highest standards of governance, compliance, and risk management.Our client is seeking a highly motivated and experienced Risk and...
-
Compliance Manager
4 weeks ago
Sydney, New South Wales, Australia Cox Purtell Staffing Services Full timeOverview We are working with a leading private independent school in Sydney, committed to excellence in education and the wellbeing of our students and staff. Our school fosters a dynamic learning environment while upholding the highest standards of governance, compliance, and risk management. Our client is seeking a highly motivated and experienced...
-
Compliance Manager
7 days ago
Sydney, Australia Macquarie Group Limited Full timeThis is an exciting and new opportunity to join the Support Group Compliance (SGC) team in Sydney as a Compliance Manager. SGC is a Line 2 compliance team aligned to the central services teams within Macquarie. This Line 2 Compliance role presents a great opportunity to work with senior compliance professionals and key stakeholders to actively advise,...
-
Accounting Analyst
1 week ago
Sydney, Australia Thaddeus Martin Compliance Full time**Role Overview**: The Accounting Analyst plays a vital role in supporting TMC’s financial operations, compliance efforts, and strategic objectives. This position ensures the preparation and management of financial activities, adherence to regulatory requirements, and delivery of accurate financial insights critical to TMC’s performance and...
-
Compliance Manager
7 days ago
Sydney, Australia Gallagher Full timeAbout Us: Gallagher Bassett is the world’s premier provider of risk and claims management services. We believe that - with proper management - a world of risk becomes a world of possibilities. It becomes a world where businesses and organizations are freed to do what they do best. To build. To serve. To move forward. Knowing the responsibilities of today...