Compliance Manager

16 hours ago

Sydney, Australia Trading 212 Ltd Full time

Compliance Manager

**Our mission is to enable everyone to build wealth**

We reinvent how trading and investing work by creating exceptional products people love. Fostering a culture of excellence and high velocity is the key to our success.

Over the past few years, our client base has grown 20 times to over 2.5 million, and client assets have grown over 50 times to over €4 billion.

**What you'll do**
- Draft, modify, and implement the company's policies, procedures, and handbooks, as needed, to reflect industry best practices, the evolving regulatory environment, and business changes
- Conducting regular compliance monitoring to ensure T212's meet its regulatory obligations.
- Research, identify, and report on a wide variety of compliance-related matters arising from the introduction of new legislation or best practices
- Maintain oversight of the relevant Compliance registers
- Providing compliance advisory, monitoring and training services (design & facilitation) to the Line 1 business on trading matters
- Liaise with auditors/examiners during compliance audits/examinations as assigned.
- Logging, investigating and assessing incidents and potential breaches
- Assist in drafting compliance-related reports for the authorities (ASIC, AUSTRAC, OAIC, etc.)

**What you need to have***
- A degree in Law, Commerce, Finance, or Economics
- Minimum 2-3 years of experience in a compliance role, preferably in FinTech, Markets or Wealth Management
- Demonstrate strong technical knowledge of various laws and regulatory obligations that relate to AFSLs, e.g. ASIC RGs, Corps Act, AML/CTF Act, and Privacy Act
- Strong data analysis skills, with the capability to develop and write analytical reports
- Strong stakeholder management skills
- Highly developed verbal and written communication skills
- The ability to work both independently and as part of a team, escalating challenges or concerns promptly and appropriately
- Strong critical thinking and problem-solving skills
- High energy for performance in a fast-paced environment with tight deadlines

**What we offer**
- Opportunities to tackle challenging projects and realise your potential
- Work with a team of smart, spirited, and helpful high-performers
- A flexible culture that values and appreciates talent and new ideas
- Generous remuneration and social benefits packages

Are you ready to accelerate your career with us? We'd love to hear from you

All personal data of applicants is protected by the law and will be treated with strict confidentiality.

Job ID V7SkhCOa5fBr

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