
Compliance Officer
1 week ago
Responsible for company auditing function largest & most exciting mortgage brokerages
Your new company
One of the largest leading financial institutions in Australia
Your new role auditing of loan files for credit representatives.
Role responsibilities:
- Make recommendations and implement procedures as required to continually improve the audit process.
- Coaching and training employees and brokers in compliance matters.
- Respond to compliance queries.
- Regular compliance reporting on completed audits & audit trends.
- Review regulatory requirements.
- Develop and maintain relevant compliance obligation register/s.
- Duties as the responsible manager for the company credit licence.
What you'll need to succeed
- Must have a sound knowledge of industry regulatory guides
- Strong attention to detail, coupled with a strong work ethic
- Excellent communication skills
**LHS 297508** #2704527
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