
Group Compliance Advice and Assurance Lead
3 days ago
**Group Compliance Advice and Assurance Lead**(**Job Number**:240000IJ**)**
**Description**
**Group Compliance Advice and Assurance Lead**
RACQ Compliance and Advisory team are seeking a highly skilled and experienced Compliance Advice and Assurance Lead to join our dynamic team. The incumbent will play a critical role in providing objective review and challenge of business owner implementation of the compliance management framework. They will oversee the ongoing effectiveness of compliance controls within functional business units and Assistance business, ensuring alignment with regulatory requirements and industry best practices.
**Key Responsibilities**:
- Conduct second-line compliance assessments as required, overseeing business owner resolution of incidents, root cause rectification, and member remediation.
- Support the Manager Compliance Advisory in completing the three-year compliance assurance program, providing factual and pragmatic reporting to executive and board committees.
- Promote a strong compliance culture across the Group through education and awareness initiatives.
- Develop strong working relationships with first-line, second-line, and third-line colleagues to achieve target risk and compliance maturity.
- Advise nominated obligation owners on their duties, challenges, and opportunities.
- Support the development of compliance solutions and target behaviours in line with risk transformation directives and compliance maturity requirements.
**About you**:
- Tertiary education or qualifications in law, risk, or compliance
- 5-7 years relevant experience
- Strong working knowledge of banking and insurance operations, and Australian regulatory environment, contemporary corporate governance and change drivers
- Experience within a compliance, risk or audit management role acquired in a complex, matrixed organisation
- Demonstrated experience in process and management control design combined with the expert ability to understand operational and compliance risks inherent or emerging
- Continuous improvement coaching, facilitation, and advocacy
- Courage to speak-up regardless of position when things are wrong
- Critical analysis of problems to uncover hidden insights
- 3+ years delivering compliance control assurance over Technology or Finance, and other service functions
- 3+ years assessing business incidents for compliance risk, root cause and potential breaches; providing second line challenge of business incident resolution activities
- Fascination with effective architecture to administer Australian financial services (AFS) licensee requirements and obligations including product design and distribution obligations monitoring; responsible manager coverage; monitoring and supervision frameworks; general compliance; dispute resolution; and conduct and disclosure arrangements
- Demonstrable experience researching and recommending improvements to enterprise-wide frameworks to enable sustained compliance with Australian prudential frameworks, regulation, and ISO 37301:2021 Compliance Management Systems
- Highly developed analytical skills, demonstrating the capability to analyse and interpret complex information from a broad range of sources (locally and internationally) and to present findings in a clear and compelling manner
- Excellent written and oral communication skills
**Why join RACQ?**
It is an exciting time to be part of RACQ as we continue our transformation towards better, smarter solutions that deliver more security and prosperity for Queenslanders. We are big enough to make a real difference in our community, yet small enough to nurture your professional and personal development.
By joining RACQ, you’ll be part of new sustainability initiatives, including a commitment to being a carbon neutral organisation by 2030. We’ve invested in and partnered with sustainable companies, including the introduction home solar and batteries, Green Home and Car Loans, and many other products and initiatives. We’ll continue to advocate for, research, and offer green solutions.
At RACQ we are passionate about building a diverse and inclusive workplace to create better outcomes for our employees and our members. We aim for our teams to be a true reflection of our communities and are committed to inclusion particularly people of Aboriginal and Torres Strait Islander heritage, and those who may experience diversity or disability related barriers in securing employment. Applicants from these and other diverse backgrounds are encouraged to apply. If you have any support or access requirement, please advise us at the time of applying.
**What we offer you**:
Our employee benefits are designed to enrich your work life, your home and the community you live in, some of these include:
- Financial benefits and discounts on a range of banking, assistance and insurance products
- Giving back to our communities with paid volunteer leave, payroll giving and volunteering for community events such
-
Manager Group Compliance
1 week ago
Eight Mile Plains, Australia RACQ Full time**Manager Group Compliance** **(** **Job Number**: **2200014H** **)** **Description** As our new Group compliance leader, you will have scope to design and deliver an innovative enterprise-wide compliance system and lead our second line compliance advisory team to support the achievement of our strategic goals. You will provide operationally independent...
-
Principal Risk Assurance Lead
17 hours ago
Eight Mile Plains, Australia RACQ Full time**Principal Risk Assurance Lead** **(** **Job Number**: **220001L1** **)** **Description** As our new Principal Risk and Assurance Lead, you will be part of a team of second line risk experts oversighting Technology, Finance and other group operations in our member owned financial services organisation. You will advise, and challenge business owners to...
-
Insurance Compliance Lead
2 weeks ago
Eight Mile Plains, Australia RACQ Full time**Insurance Compliance Lead**(**Job Number**:2500003S**)** **Description** **About the role** At RACQ, we’re good people doing good things, making a positive impact every day, with opportunities to learn, grow, and be more. We are seeking a motivated individual to support the Manager of Insurance Compliance and the broader Compliance department in...
-
Manager Quality Assurance
1 week ago
Eight Mile Plains, Australia RACQ Full time**Manager Quality Assurance** **(** **Job Number**: **230001MS** **)** **Description** As the Manager Insurance Quality Assurance, you will play a crucial role in ensuring the highest standards of quality and compliance is delivered in our Insurance business line. Your responsibilities will include implementing a comprehensive Quality Assurance Framework...
-
Project Risk Assurance Specialist
1 week ago
Eight Mile Plains, Australia RACQ Full time**Project Risk Assurance Specialist** **(** **Job Number**: **230001SQ** **)** **Description** As our new Project Risk Assurance Specialist, you will be responsible for creating and maintaining effective enterprise-wide project assurance models, methods and procedures for use by second line across the RACQ project portfolio, and business led change...
-
Team Manager Quality Assurance
2 weeks ago
Eight Mile Plains, Australia RACQ Full time**Team Manager Quality Assurance** **(** **Job Number**: **2200018R** **)** **Description** **About the role** Due to significant team growth and internal promotions, we have one permanent position, and one 12 month contract available within our Insurance Experience and Optimisation team. Reporting to the Manager, the Team Manager Assurance is responsible...
-
Quality Assurance Technical Advisor
1 week ago
Eight Mile Plains, Australia RACQ Full time**Quality Assurance Technical Advisor** **(** **Job Number**: **230001SX** **)** **Description** **Quality Assurance Technical Specialist** RACQ Insurance is seeking a highly skilled and motivated individual to fill the role of Quality Assurance Technical Specialist. Reporting to the Quality Assurance Team Manager, you will play a crucial role in ensuring...
-
Quality Assurance Officer
7 days ago
Eight Mile Plains, Australia RACQ Full time**Quality Assurance Officer** **(** **Job Number**: **220001A0** **)** **Description** **About the role** Reporting to the Programme Quality and Assurance Lead, these fantastic opportunities will see you provide independent appraisal of the refunds delivered under the remediation and rectification programme, recommending system/process improvements where...
-
Manager Insurance Compliance
2 weeks ago
Eight Mile Plains, Australia RACQ Full time**Manager Insurance Compliance** **(** **Job Number**: **230001B0** **)** **Description** We are looking for a new Manager Insurance Compliance to manage the creation, implementation, and upkeep of our compliance policies and practices. This is a line 2 risk/compliance position and involves close collaboration with our line 1 risk functions and is...
-
Quality and Compliance Officer
4 days ago
Eight Mile Plains, Queensland, Australia Max Solutions Full time $104,000 - $130,878 per yearOverview:The Quality and Compliance Officer is responsible for supporting the Quality & Risk team in the delivery of efficient and effective operations of high-quality services across all areas of the MAX Solutions organisation nationally. Supporting the business with the management of all customer complaints, treatment of ensuing feedback, incidents,...