Senior Regulatory Advisor

19 hours ago

Sydney, New South Wales, Australia beBeeRegulatory Full time $100,000 - $150,000
Job Title: Senior Regulatory Advisor

This role involves being a specialist in the Global Regulatory Strategy Team. The primary legal resource will identify and address regulatory issues affecting operations in Asia and Pacific.

Key Responsibilities:
  • Advising on regulatory strategy and risk, including new business line development and potential violations.
  • Managing compliance responsibilities and consulting with external parties.
  • Serving as a contact and negotiator in APAC with regulatory bodies.
  • Defending and settling any regulatory action or other related matters involving regulated businesses.
  • Assisting with formal examinations, investigations, and written submissions in response to consultations from regulators in APAC.
  • Running internal investigations and developing policies, guidelines, and documents pertaining to regulatory requirements.
  • Developing a high-performing regulatory legal team that supports regulated businesses.
  • Staying current on regulations and changes impacting businesses.

The ideal candidate has a law degree, at least 8 years of financial services or securities law experience, and familiarity with ASIC requirements. Strong interpersonal, communication, and analytical skills are also required.

Work Environment:

A hybrid work environment offering flexibility to work remotely and collaborate in-person each week. A range of benefits are available to enhance this flexibility as needs change.

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