Senior Manager, Compliance Expert

4 weeks ago

Sydney, New South Wales, Australia Commonwealth Bank of Australia Full time
About the Role

The Commonwealth Bank of Australia is seeking a skilled Financial Crime Compliance professional to join our Institutional Banking & Markets team.

This is an exciting opportunity to contribute to the development, implementation, and ongoing leadership of our financial crime compliance services.

You will work closely with our customers, stakeholders, and colleagues to provide financial crime-related advice on projects, transactions, products, and other matters.

  • Providing quality advice on customer due diligence matters, including policy development and governance.
  • Assisting in the execution of financial crime compliance business divisional plans, risk assessments, and programs.
  • Drafting guidance for the business.
  • Assisting internal stakeholders across the Group to proactively identify, manage, and mitigate financial crime risks.
  • Providing quality advice on financial crime matters to business units and participating in relevant risk assessments/reviews and forums as required.
  • Assisting the business and Group support functions to develop and execute appropriate action plans to address identified issues relating to financial crime.
  • Assisting in IB&M assurance activities.
  • Assisting and responding to audit activities and findings.
  • Assisting in the development and delivery of relevant MI reporting.
  • Ensuring the maintenance of adequate auditable records of all risk assessments and advice provided to business customers.
  • Assisting the business to develop controls (including procedures and training) to enable compliance with the Group's financial crime policy framework.
  • Participating and being involved in project work.
  • Working collaboratively with other FCC teams and providing relevant support and advice as required.
  • Forging strong relationships with members of the Financial Crime Compliance community, as well as other internal stakeholders.

About You

We're interested in hearing from individuals with experience in a compliance, AML / CTF, Sanctions, and ABC role (preferably in an advisory capacity).

  • Understanding of the financial crime regulatory framework with deep technical knowledge of the AML / CTF, Sanctions, and ABC risk environment.
  • Understanding of Financial Crime regulation relating to Institutional Banking and Markets products is desirable.
  • Exposure and experience in dealing with international AML/CTF obligations.
  • Excellent coordination and stakeholder management skills with proven experience to influence senior stakeholders.
  • Strongly developed oral and written communication.
  • Superior drafting skills and capability.
  • Experience in running governance forums.

Working at CommBank

At CommBank, we support our people with flexibility to balance where work is done with at least half their time each month connecting in office. We also have many other flexible working options available.

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