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Compliance Framework Specialist

1 month ago

Melbourne, Victoria, Australia Pepperstone Full time
Compliance Framework Specialist

We are seeking a highly skilled Compliance Framework Specialist to join our team in Melbourne.

About the Role

This is a unique opportunity to shape and lead the Regulatory Compliance framework, working closely with relevant business stakeholders to deliver on the wider compliance team goals.

Key Responsibilities:
  • Supporting the management of regulatory relationships and delivering on compliance team goals.
  • Conducting impactful training and collaborating with a dynamic team of compliance professionals.
  • Assisting with the development and review of compliance policies and procedures.
  • Maintaining internal registers, including gifts & entertainment, continual professional development, and conflicts of interest.
Requirements:
  • Minimum of 3 years of regulatory compliance experience in the financial services industry.
  • Strong understanding of Australian financial services laws and regulations.
  • Familiarity with compliance management frameworks.
  • Excellent analytical and problem-solving skills.
  • Strong communication and collaboration abilities.
Benefits:
  • Competitive salary structure: $95,000 - $120,000 per annum, depending on experience.
  • Genuinely collaborative and friendly culture.
  • Flexible and hybrid working arrangements.
  • Ongoing personal development & learning opportunities.
About Us

Pepperstone is a regulated online Forex and CFD trading platform. We arm our clients with everything they need to take on the global markets with confidence.