Compliance Risk Professional

9 hours ago

Brisbane, Queensland, Australia beBeeCompliance Full time $101,112 - $124,940
Job Title: Compliance Officer

We are seeking a highly skilled and experienced professional to assist with the execution of AML-CFT-PF and FATCA-CRS compliance functions.

Key Responsibilities:
  • Reviews applications for new and existing customers, including assessment of Know Your Customer (KYC) and tax compliance information.
  • Conducts enhanced due diligence on high-risk individuals and/or companies and submits findings to the Senior Compliance Officer for review and approval where necessary.
  • Performs risk-based assessments of customers, including re-rating and progress reporting.
  • Conducts transaction monitoring, including review of Declaration of Source of Funds forms, AML Casual Payments and Withdrawal Reports, AML Source of Funds Control Reports and other transaction monitoring reports.
  • Assists in providing AML-CFT-PF and FATCA-CRS training to staff and agents.
  • Provides guidance regarding AML-CFT-PF and FATCA-CRS regulatory updates appropriate to our operations.
  • Assists in preparing internal reports on suspicious or unusual transactions.
  • Maintains relevant registers for AML-CFT-PF and FATCA-CRS compliance.
  • Assists in preparing reports on terrorist financing activity where appropriate.
  • Prepares monthly, quarterly and other periodic compliance reports.
  • Supports fostering a compliance culture and updating policies and procedures.
  • Assists with Automatic Exchange of Information Tax Compliance functions and annual reviews.
  • Keeps up to date on local and international developments.
  • Filing submissions with regulators and supporting external/internal audits as required.
  • Tracks and files compliance filings in governance software and documents related policies and procedures.
  • Serves as Alternate Compliance Officer.
Requirements:
  • Bachelor's degree in management, business, finance, law, accounting or a related field and at least 3 years' experience in a similar role.
  • A minimum of 3 years' work experience in a compliance/internal audit environment.
  • Completion of CAMS designation is desirable.
  • Good knowledge of local and industry-related AML requirements.
  • Registration with a recognised compliance association is an asset.
  • Proficiency in Microsoft Office software.
  • Strong interpersonal skills and ability to establish harmonious relationships.
  • Ability to anticipate and respond to internal customers' needs; maintain confidentiality and handle sensitive situations.
  • Excellent written and verbal communication, administrative and organisational skills.
  • Proven research, analytical and project management abilities.
  • Ability to work under pressure to meet deadlines with accuracy and attention to detail.

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