Risk Governance Specialist

1 week ago

Sydney, New South Wales, Australia beBeeCompliance Full time $120,000 - $140,000
Job Overview

The role of Advice Risk and Governance Manager is pivotal in ensuring compliance and professionalism within our organization.

Main Responsibilities:
  • Provide strategic guidance to advisers and their staff, responding to queries and offering technical expertise.
  • Manage incidents, breaches, complaints, and consequence management with accuracy and care.
  • Oversee Key Risk Indicator (KRI) monitoring, collaborating with technology partners to investigate and improve reporting.
  • Review approval requests including advice documents and marketing material.
  • Deliver engaging training and education sessions to strengthen compliance culture.
  • Support the continuous improvement of advice documentation and standards in line with regulatory change.
Key Skills and Experience:
  • Strong experience in compliance, risk management, or professional standards within financial planning or a licensee environment.
  • Excellent knowledge of legislative, regulatory, and licensee obligations.
  • Confidence in handling complaints, breaches, or advice remediation activities.
  • Strong communication skills — both written and verbal — with the ability to engage and influence.
  • Tertiary qualification in a relevant discipline.
Benefits of Joining Our Team:
  • Professional Growth Opportunities: We are committed to fostering your professional development and offer opportunities to work alongside industry leaders.
  • Collaborative Work Environment: You'll work in a supportive, collaborative environment where your ideas and contributions are valued.

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