Compliance Professional

3 days ago

Melbourne, Victoria, Australia beBeeCompliance Full time $90,000 - $120,000
Key Responsibilities

The Compliance Specialist will play a pivotal role in providing support, guidance, and monitoring of first line compliance matters across the Member Domain.

This includes participating in the incident assessment function, reviewing and evaluating incidents for potential regulatory breaches, identifying systemic issues, collaborating with colleagues on rectification efforts, and managing underlying root causes.

Additional responsibilities include data collation and reporting, training and support for colleagues on compliance processes, maintenance and updates to documentation, tools, and processes, as well as provision of compliance administrative support as needed.

Other duties and responsibilities include:

  • Conduct thorough investigations of reported incidents to determine if they constitute potential regulatory breaches.
  • Analyse incident details, gather relevant evidence, and document findings.
  • Escalate incidents with potential regulatory breaches or which are complex in line with required processes.
  • Identify patterns and trends in incidents to uncover underlying systemic issues.
  • Assist incident owners to develop strategies to address and manage the root causes of incidents.
  • Develop training materials and resources to facilitate learning and understanding.
  • Regularly review and update compliance documentation to reflect changes in regulations, internal policies, and business operations.

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