Regulatory Compliance Professional

11 hours ago

Melbourne, Victoria, Australia beBeeCompliance Full time $120,000 - $180,000

Regulatory Breach Reporting and Compliance Manager Role Overview

Job Description

We are seeking a skilled individual to join our Risk and Compliance team in a Regulatory Breach Reporting and Compliance Manager role. This position is responsible for managing compliance risks and ensuring the organization meets regulatory requirements.

The successful candidate will have a strong understanding of relevant legislative and regulatory frameworks, as well as excellent project and time management skills. They will be able to understand business issues and adopt a pragmatic risk-based approach.

This role reports to the Senior Manager, Compliance and assists Marsh McLennan's Line 2 Compliance function in respect of compliance incidents and breaches.

The ideal candidate will have at least 5+ years of experience in a similar role or compliance role experience in the financial services industry.

  • Support the Incident and Breach Management frameworks, policies, tools, systems and processes required for the organisation to effectively manage compliance risks.
  • Undertake compliance assessments of compliance incidents to support the regulatory breach assessment processes.
  • Present compliance assessments to relevant stakeholders and forums as required.
  • Assist in the provision of compliance advice, insights, themes, trends to key stakeholders including boards, committees and other forums in relation to incidents and breaches.
  • Review and monitor compliance with relevant policies.
  • Provide sound pragmatic advice, guidance and support to business leaders on risk and compliance matters.
  • Support Risk and Compliance colleagues across Line 1 and Line 2.
Required Skills and Qualifications

To be successful in this role, you will need:

  • A tertiary qualification in Law, Commerce, Finance, Risk Management or a related field.
  • Relevant post graduate and / or professional qualification desirable.
  • At least 5+ years experience in a similar role or compliance role experience in the financial services (superannuation, investments, financial advice, insurance broking / insurance) industry is desirable.
Benefits

This role offers:

  • Opportunities for professional development and growth.
  • A dynamic and inclusive work environment.
  • Flexible working arrangements.
About Us

Marsh McLennan is a global leader in risk, strategy and people. We help build the confidence to thrive through the power of perspective.

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