Compliance Portfolio Monitor

Job DetailsThis role is centered around overseeing and enhancing the compliance monitoring framework within a financial institution. The successful candidate will be responsible for implementing robust monitoring programs, escalating concerns, and providing recommendations to improve overall compliance.Main ResponsibilitiesDesigning and coordinating ongoing...

Investment Compliance SpecialistKey Responsibilities:Monitor and enforce investment compliance rules within client IMA's.Collaborate with clients and investment managers to deliver quality service through timely query responses, issue resolution, and participation in client meetings and reviews.Support monitoring activities such as Substantial Shareholder,...

Compliance ExpertiseThe role requires in-depth knowledge of compliance frameworks, regulatory landscapes, and risk management principles. As a key member of the wider Payments and Schemes team, you will work closely with stakeholders to ensure compliance with Scheme Rules and supporting documents.This is a subject matter expert position, responsible for...

Job TitleThe Investment Operations Analyst is a pivotal role in ensuring compliance with client guidelines and supporting the day-to-day investment process.Monitoring investment compliance rules within client portfolios is a daily responsibility.Effective communication with clients and investment managers is crucial for guideline monitoring, addressing...

Key Role: Monitoring & Compliance SpecialistThis key role focuses on the development and enhancement of a robust monitoring and review framework within Participants Compliance. The incumbent will work closely with stakeholders to identify potential areas of non-compliance and implement corrective actions.Job Responsibilities:Manage the compliance...

Job Title:Portfolio Governance Officer About the Role:The successful candidate will contribute to effective management and governance of diverse portfolios of projects and initiatives. This includes implementing governance frameworks that align with organizational objectives and ensuring compliance with policies and regulations.This role involves monitoring...

Job OverviewWe are seeking a senior professional to lead our compliance monitoring program, ensuring adherence to regulatory requirements and driving continuous improvement across the organization.Main Responsibilities:Develop and implement risk-based monitoring programs to ensure compliance with applicable legislation.Identify gaps in current processes and...

Portfolio Management SpecialistWe are seeking a highly skilled Portfolio Management Specialist to join our team. The ideal candidate will possess excellent analytical, planning, and organisational skills with the ability to interpret data, monitor portfolio health, and report clearly on portfolio performance, risks, and compliance.This role involves managing...

About the RoleThe Team Leader, Early Change Monitoring oversees a team delivering critical aspects of the ECM Program.Key responsibilities include:Leading a team of up to 5 direct reports to deliver the Early Change Monitoring Program by assessing satellite detections of potential land clearing activities and engaging directly with landholdersDriving program...

Portfolio Manager Role OverviewThis leadership position involves overseeing workplace investigations and case management across a designated portfolio. As a Portfolio Manager, you will be responsible for leading a team of professionals in ensuring consistency, fairness, and compliance in complex employee matters.The Job OpportunityThis is a high-performing...