Investment Portfolio Compliance Specialist

4 days ago

Sydney, New South Wales, Australia beBeeOperations Full time $100,000 - $120,000

Job Title

The Investment Operations Analyst is a pivotal role in ensuring compliance with client guidelines and supporting the day-to-day investment process.

  • Monitoring investment compliance rules within client portfolios is a daily responsibility.
  • Effective communication with clients and investment managers is crucial for guideline monitoring, addressing queries, and resolving issues efficiently.
  • Compliance activities such as Substantial Shareholder, Exposure, and derivatives monitoring require assistance from this role.
  • This position supports service delivery with a focus on timeliness and client satisfaction.

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