Compliance Risk Assurance Specialist

18 hours ago

Sydney, New South Wales, Australia ING Bank (Australia) Limited Full time

At ING Bank (Australia) Limited, we strive to simplify and enhance life for everyone who banks with us, our employees, and the community at large. As a Compliance Officer – Risk Assurance, you will play a vital role in ensuring that our controls meet compliance obligations.

You will be responsible for providing 2nd Line Compliance Assurance support, reviewing and assessing control effectiveness. Your oversight and challenge of line 1 risk control assessments will ensure that our business is compliant with relevant laws and regulations.

In this role, you will also assist in drafting report papers for the Exco, Risk, and AML committees, as well as interact with senior stakeholders to present key observations and explain potential impacts or remediations required.

This is an exciting opportunity to make a meaningful impact at ING Bank (Australia) Limited.

Key Responsibilities:

  • Lead and perform second-line quality assurance reviews on various compliance topics, such as Data Privacy, Conduct Compliance, and KYC-related matters for corporate and retail customers.
  • Conduct second-line monitoring activities aligned to the Compliance Monitoring Plan to assess control design and effectiveness.
  • Engage with business stakeholders to present findings, identify improvement actions, and track their progress.
  • Support key deliverables across the Monitoring team, including providing oversight across Compliance events and issues, developing reporting/insights, and ad hoc projects as required.

About You:

  • You have knowledge of Australian legal, regulatory, and industry code obligations.
  • You possess a minimum of 5 years' financial services experience.
  • You have experience or strong exposure to risk management, compliance, assurance, and/or audit.
  • You have proven experience in researching, interpreting, and assessing compliance with applicable obligations.
  • You have experience across control testing, performing an assurance review, and assessing compliance with obligations, as well as identifying observations for improvement.

What We Offer:

  • A competitive salary: $120,000 - $150,000 per annum.
  • An additional Rest Day to support your wellbeing.
  • Discounted ING Health Insurance.
  • Over 16,000 professional and personal development courses to choose from.

About Us:

We value individuality and encourage it in our workplace. Our culture is fun, friendly, and supportive. We believe in giving people the freedom to think differently, take ownership of their work, and make great things happen. Join us and take your career in new directions

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