Compliance Risk Assurance Specialist
2 days ago
About the Role
At ING Bank (Australia) Limited, we are committed to fostering a culture of inclusivity and innovation. This exciting opportunity for a Compliance Risk Assurance Specialist is designed to empower you to succeed in a dynamic environment.
You will be responsible for providing second-line compliance assurance support, reviewing and assessing controls to ensure they meet our compliance obligations. Your role will involve providing oversight and challenge to first-line risk control assessments and conducting deep dive thematic reviews of non-financial risk controls end-to-end.
In addition, you will contribute to drafting report papers for executive committees and interact with senior stakeholders to present key observations and explain potential impacts/remediations required.
Key Responsibilities
- Lead and perform second-line quality assurance reviews on various compliance topics such as data privacy, conduct compliance, and KYC-related matters for corporate and retail customers.
- Lead and perform second-line monitoring activities aligned to the compliance monitoring plan to assess the design and effectiveness of controls.
- Engage with business stakeholders to present findings, identify, and track improvement actions.
- Support key deliverables across the monitoring team, including providing oversight across compliance events and issues, developing reporting/insights, and ad-hoc projects as required.
Requirements
- A minimum of 5 years' financial services experience.
- Knowledge of Australian legal, regulatory, and industry code obligations.
- Experience or strong exposure to risk management, compliance, assurance, and/or audit.
- Proven experience in researching, interpreting, and assessing compliance with applicable obligations.
- Experience across control testing, performing an assurance review, and assessing compliance with obligations as well as identifying observations for improvement.
What We Offer
- An estimated salary range of $110,000 - $140,000 per annum.
- A comprehensive benefits package, including discounted health insurance.
- Flexible working arrangements and opportunities for professional development.
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