
Superannuation Business Leader
2 weeks ago
Compliance Manager
">This is an exciting opportunity for a Compliance Manager to join our team and take the next step in their career. The successful candidate will be responsible for managing compliance with relevant legislation and regulatory requirements, including those specific to the superannuation industry.
Responsibilities:
- Conduct incident management and complaint management process, including the identification, logging in relevant databases, root cause analysis, document proposed remediation plans for internal and external approval and relevant correspondence following through to resolution
- Maintain incident management and complaint management procedures and protocols to ensure effective handling, incorporating any improvements to ensure efficiency and effectiveness
- Communicate with complainants to provide updates and resolve issues satisfactorily
- Ensure compliance with relevant legislation and regulatory requirements, including those specific to the superannuation industry
- Submit regular reports on incidents and complaints, including analysis and recommendations for improvements, including identifying and reporting any systemic incidents and complaints
Requirements:
- RG146 General Advice in Superannuation
- Previous experience working in the Superannuation Industry in fund administration for 5+ years
- Strong understanding of Financial Services Industry, with knowledge of key legislation and regulatory environment
- Excellent interpersonal skills
- Well-developed PC skills eg. Word, Excel, Outlook with speed and accuracy
What You Will Get:
- A genuinely unique opportunity to be part of an expanding large global business
- Competitive remuneration commensurate with skills and experience
- Training and development opportunities
About Us
We are dedicated to driving positive change in financial services while fuelling the growth and ambitions of asset managers, allocators, financial institutions, and family offices.
We're a people-powered business, and our people are full of ambition. Together, we're inspired to lead the new era of data and tech-enabled service. Bringing new products and services to market. Sharpening our client focus. Disrupting the market to exceed expectations. Innovating across a range of specialisms.
With our focus on making a difference to our people, our planet, and our society, you'll experience more here than you would at most other companies. Working at Apex Prepare to accelerate.
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