Senior Compliance Professional: Drive Regulatory Excellence

2 weeks ago

Sydney, New South Wales, Australia beBeeCompliance Full time $100,000 - $150,000

Job Title: The Manager, Business Banking Compliance Operations is responsible for supporting the 2nd Line Business Banking Team with risk committee reporting.

Responsibilities include:

  • Providing Line 2 support to Business Banking Compliance through risk reporting, data analytics, and hindsight reviews of incidents.
  • Offering insights into the quality and maturity of compliance management using analytical tools.
  • Conducting hindsight reviews on incidents, issues, and compliance assessments to meet group standards.
  • Collaborating continuously with the Line 1 Risk & Compliance team in Business Banking.
  • Extracting data and metrics from various sources to input into the Compliance Dashboard, forming reliable insights for group and regulatory reporting.

Requirements:

  • 5+ years of experience in an analytical and reporting role within large financial institutions.
  • Good understanding of risk and compliance practices in corporate financial services.
  • Genuine interest in learning about the legal and regulatory environment impacting Retail/Business Banking.
  • Experience dealing with banking regulators is highly desirable.
  • Ability to think critically in a dynamic environment.
  • Excellent time and project management skills.
  • Relevant qualifications such as CFA, CA/CPA, FRM, MBA, or Law Degree are desirable.
  • Proficiency in data analysis using Excel and Microsoft tools.

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