Regulatory Compliance Professional

4 days ago

Sydney, New South Wales, Australia beBeeCompliance Full time $160,000 - $190,000
Job Opportunity

We are seeking a talented individual to fill this key role.

This position will be based in Sydney or Melbourne, with a hybrid work arrangement that requires working at least three days a week in the office.

Main Responsibilities:
  • Provide expert advisory services across superannuation, investments, financial advice, administration, insurance broking, and other key areas to relevant stakeholders.
  • Support the development and enhancement of compliance frameworks, policies, and processes to effectively manage compliance risks.
  • Manage obligations and maintain the obligations library for our organization, ensuring adherence to regulatory requirements.
  • Establish and oversee monitoring mechanisms to assess compliance practices, identify areas for improvement, and enhance compliance measures across the organization.
  • Manage and maintain licensing and authorizations for our entities, including conflicts of interest assessments and governance.
  • Review compliance plans for managed investment schemes, product disclosure documentation, and marketing collateral.
  • Conduct training sessions on compliance frameworks, policies, and regulatory obligations to promote a strong compliance culture.
Requirements:
  • Proven experience in a compliance or legal role within the Australian financial services industry, with a strong understanding of regulatory requirements.
  • Excellent communication and presentation skills, with the ability to provide pragmatic, strategic advice to senior management and Board stakeholders.
  • Experience in managing compliance obligations, conflicts of interest, and licensing requirements.
The Ideal Candidate:
  • Ability to drive positive change and deliver outcomes within a large, complex organization.
  • Deep knowledge of regulatory obligations related to superannuation, investments, financial advice, administration, and insurance broking.
  • Strong stakeholder engagement skills and a proactive approach to compliance management.

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