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Quality and Risk Professional

3 weeks ago

Newcastle, New South Wales, Australia beBeeRisk Full time $90,000 - $135,000

We are seeking a skilled professional to fill the role of Risk, Quality & Compliance Manager. This is a part-time opportunity, working 24 hours per week.

About the Role

This key position within our Executive Team will drive a strong risk culture, oversee internal processes, and provide expert advice on compliance matters.

Responsibilities
  1. Risk Management: Manage risks across the firm, including anti-money laundering (AML) / counter-terrorism financing (CTF), Australian Financial Services Licence (AFSL), Anti-Capital Markets Integrity (ACLI), and Chartered Accountants Australia and New Zealand (CAANZ) requirements.
  2. Training and Support: Provide guidance and support on risk & compliance matters to ensure high standards are maintained.
  3. Incident Management: Monitor incidents, breaches, and complaints, and embed controls in collaboration with the Executive Team to mitigate potential risks.
  4. Stakeholder Engagement: Build and maintain relationships with internal and external stakeholders to ensure compliance with regulatory requirements and standards.
  5. Regulatory Advice: Offer guidance on legislative changes impacting the company's compliance obligations.
  6. Compliance Review: Review and approve marketing materials and other external communications for legal and regulatory compliance.
Requirements
  1. Tertiary Qualifications: Tertiary degree qualifications in law, commerce, economics, finance, or a related field.
  2. Experience: Minimum 2 years' experience in a Compliance-based position within the financial services industry.
  3. Licensing Knowledge: Experience with AML/CTF, AFSL, and ACL licensing requirements is highly regarded.
  4. Industry Connections: Experience working with ASIC is highly regarded.
What We Offer

A flexible work environment that prioritizes work-life balance, allowing you to tailor your work schedule to suit your needs.

You will have the opportunity to join a team that values growth, innovation, and making a real difference in the industry.