Risk, Quality

2 weeks ago

Newcastle, New South Wales, Australia Cutcher & Neale Full time
Applying for a role with Cutcher & Neale is the first step toward securing your place within a highly-respected, hard-working and innovative team.

The opportunity

We're seeking a Risk, Quality & Compliance Manager to join our Newcastle team. In this role, you'll work closely with our Head of Risk & Compliance to drive a strong risk culture, oversee internal processes and procedures, and provide expert advice to the Executive Team.

We're proud to offer flexible work options and prioritise work-life balance. This part-time role (24 hours per week) can be tailored to suit your needs—let's discuss how we can make it work for you

Key Responsibilities:

1. Manage compliance risks across the firm including AML / CTF, AFSL, ACL, CAANZ etc.
2. Provide training and support on risk & compliance matters
3. Monitor incidents, breaches and complaints, and embed controls in collaboration with the Executive Team
4. Build and maintain relationships with internal and external stakeholders to ensure compliance with regulatory requirements and standards
5. Offer guidance on legislative and regulatory changes that impact the company's compliance obligations
6. Review and approve marketing materials and other external communications to ensure legal and regulatory compliance

Key Requirements:

1. Tertiary degree qualifications in law, commerce, economics, finance, or related field
2. Minimum of 2 years' experience in a Compliance-based position in the financial services industry
3. Experience with AML/CTF, AFSL and ACL licensing requirements, highly regarded
4. Experience with working with ASIC, highly regarded

If you're ready to start your career with us, apply now and be part of a team that values growth, innovation, and making a real difference. Submit your resume and a short cover letter addressing why you're perfect for the position here.

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