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Afsl Responsible Manager

4 months ago

Melbourne, Australia Responsible Entity Services Full time

**Who You Are**

You are experienced in the provision of compliance support, particularly as a responsible manager, and have expertise across a range of investment asset classes, such as securities, credit and direct property.

You want something a little different, are motivated and enjoy the idea of joining a fresh new qualified team that is agile and not afraid to conduct business in a unique way.

Your experience in the finance and investment world will complement our highly-skilled team to drive a strong compliance culture and ensure our regulatory requirements are met.

**Who We Are**

RES (Responsible Entity Services Ltd) is an Australian Financial Services Licence holder specialising in providing responsible entity services to alternative asset classes for wholesale and retail clients. Our managed fund asset classes currently include direct real property, both residential and commercial, and credit, and we are looking to expand.

We are looking for an individual who understands the critical importance of regulatory obligations in the Australian compliance regime, and who values communication and teamwork.

We have built a reputation for attracting and executing quality assets and asset managers, and are led by a professional and commercially-minded leadership team and board of directors. Our objective is to foster both individual and team development. We are focused on building a robust compliance and business platform to scale with our business.

**What You’ll Do**
- Work with a highly-qualified internal compliance team and liaise with specialist external legal advisors
- Oversee fund compliance
- Lead investment management with the support of compliance and support staff
- Advise the compliance team and directors on requirements to meet RES’ compliance obligations
- Review offer documentation, particularly disclosure documents
- Work closely with the compliance team to ensure funds activity aligns with the compliance plan
- Oversee ongoing auditing obligations, including management of external accountants and auditors
- Advise on lodgement of reporting obligations with regulators, such as AUSTRAC, AFCA and ASIC, ahead of specified time frames
- Oversee the corporate compliance calendar to ensure compliance with AFSL or other licence obligations
- Advise on funds design, efficient operations, efficient operations of funds and approval of investor communications in concert with external legal counsel
- Advise on regulatory compliance and risk management obligations
- Oversee implementation and use of RegTech and fund administration systems

**What You Should Have / Know**

**Qualifications (essential)**:you must be qualified in a relevant discipline (e.g. business, finance or law) and hold one or more qualifications (e.g. Diploma of Financial Services) that ensure your RG146 compliance.

**Experience (essential)**:experience in an AFSL-approved business for a minimum of three years out of the past five years, or five within the past eight years.

**Agility**: you are able to work in a dynamic environment and are not afraid to push the envelope.

**Motivation and ability to work autonomously**: you’ll be working remotely and have multiple projects and responsibilities to manage at all times. It is imperative that you can advise and keep the company aprised of compliant solutions to challenges that will invariably occur within a rapidly-expanding company.

**Time management**: whilst we do not look over your shoulder, we do have approaches and systems to help you and the broader team meet important time frames. You must be able to proactively manage your own busy schedule to meet deadlines.

**The Perks of Working with Us**

Our close-knit team works flexibly, giving us the freedom to do our jobs where and when we work best.

We don’t resemble any of the traditional suit-wearing finance companies you see in the city. We treat our team members like people and believe in helping them grow in their careers and rewarding them for the work they do.

Part-time or full-time options available dependent on what skills you bring to the table.

Pay will be commensurate with experience.

**Job Types**: Full-time, Part-time

**Salary**: $69,349.49 - $154,113.13 per year

**Benefits**:

- Work from home

Schedule:

- Flexible hours

Application Question(s):

- How many years' experience do you have as a Responsible Manager?
- How many years' experience do you have with investment fund management?
- How many years' experience do you have in the financial services industry?
- What's your expected annual base salary?

Work Authorisation:

- Australia (required)