Compliance Manager

8 months ago

Melbourne, Australia Dean & Ling Pty Ltd Full time

As an innovative and highly successful player in its field, our Investment Manager client has grown exponentially through a clear focus on attracting and retaining great talent and creating value for its external stakeholders through innovative solutions. As part of this growth, a newly created Compliance Manager role has arisen. The organisation provides a professional, stimulating and friendly work environment and their team promotes a focused and collaborative culture which is strongly committed to professional development.

In this critical supporting role and reporting to the Head of Legal, you will manage the compliance function through an important phase in the organisation’s life cycle. You will hit the ground running as you manage frameworks, policy and procedures with regard to compliance with AFSL, ACL, AML/CTF, FIRB and other regulatory requirements, fiduciary obligations, fund governing documents and institutional mandates and governance requirements. You will impact and engage with a range of internal stakeholders and will undertake secretarial duties for the Audit Risk & Compliance Committee and assist with other committees as required. Supporting a strong compliance culture, you will also conduct and coordinate compliance-related training and communications.

This is a newly created role in a growing governance function and should appeal to a career minded senior compliance professional who is seeking a broadly mandated and challenging role. With significant experience within financial services, ideally within funds management, you will have tertiary qualification in law, finance or relevant discipline and will have experience working in a fast paced, high expectation environment, while maintaining attention to detail. Naturally inclusive and collaborative, you are a proven team player with exceptional interpersonal skills who is seeking a values’ based corporate culture which offers genuine scope for career challenges and growth. This is a highly collaborative and cohesive organisation with attractive additional staff benefits. Melbourne based

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