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Risk & Compliance Officer
1 week ago
- Other
- Melbourne
- Permanent / Full Time
10th May, 2023:
We are working with a growing boutique financial services business who are currently seeking a Risk & Compliance Officer for a newly created role.
Key Responsibilities:
- Incident, breach and complaint assessments
- Testing and maintaining compliance
- Compliance checklists
- Review documents, marketing materials and forms
- Advise on legislation and regulatory changes
- Liaise with 3rd parties such as auditors
- Assist with risk, regulatory projects, and ongoing compliance projects
- Facilitate a strong compliance culture and continually raise awareness of compliance issues
- Assist with Financial Crime matters
- 12 years compliance/risk experience ideally within financial services industry.
- A graduate with a legal/finance/business/commerce background (Internship in finance is advantageous)
- Ability to work well in a team but also autonomously
- Strong analytical skills
- Strong communication skills and attention to detail
- An energetic professional who is looking to learn and grow
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