Risk & Compliance Officer

1 week ago


Melbourne, Victoria, Australia Compliance and Risk Management Recruitment Full time
Banking & Finance

  • Other
  • Melbourne
  • Permanent / Full Time

10th May, 2023:

We are working with a growing boutique financial services business who are currently seeking a Risk & Compliance Officer for a newly created role.

Key Responsibilities:

  • Incident, breach and complaint assessments
  • Testing and maintaining compliance
  • Compliance checklists
  • Review documents, marketing materials and forms
  • Advise on legislation and regulatory changes
  • Liaise with 3rd parties such as auditors
  • Assist with risk, regulatory projects, and ongoing compliance projects
  • Facilitate a strong compliance culture and continually raise awareness of compliance issues
  • Assist with Financial Crime matters
  • 12 years compliance/risk experience ideally within financial services industry.
  • A graduate with a legal/finance/business/commerce background (Internship in finance is advantageous)
  • Ability to work well in a team but also autonomously
  • Strong analytical skills
  • Strong communication skills and attention to detail
  • An energetic professional who is looking to learn and grow
**If this role is of interest to you please give Andrew a call on
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