![Ultimate Banking Ltd](https://media.trabajo.org/img/noimg.jpg)
Risk & Compliance Officer
1 week ago
Our client is a modern and established Fintech lender which has recently taken over a Mortgage business and the objective of this role is to embed their risk and compliance into the existing business.
Once the Interim role and the business integration is completed there is potential for the role to be become permanent.
The role is hybrid 2 days per fortnight in either Oxford or Leeds office.This is a contract role 9-12 m with the potential to be permanent after the initial contract.
You will be reporting to the CRO with liaison with the legal, risk and compliance and integration teams as well as external stakeholders and UK Regulators.
As a Risk and Compliance Officer, you will be expected to demonstrate strong organisational skills and in-depth technical knowledge when undertaking designated activities and tasks.
This role has a specific focus on leading the integration of a Mortgage Business and their Risk and Compliance Frameworks as part of the broader business integration activity.
You will provide support to the UK CRO and will have support from a Risk and Compliance Analyst although there are no direct reports.
Responsibilities of the Risk and Compliance Officer Supporting the UK CRO in the enhancement of UK Risk and Compliance activities by transitioning the new mortgage business into the existing Frameworks; most notably by ensuring that the related Risk Appetite Statement / KRIs, Risk Profile / Risk Register / Key Controls, and Monthly Governance / Reporting are aligned, in place and operating effectively.
Review of Group and UK Policies / other 'Documents of Record' to ensure they are suitable and appropriate for adoption Inclusion of the new business in the UK Annual Compliance Monitoring Plan; Creating and maintaining a Compliance Obligations Register as well as a Risk and Control Self-Assessment (RCSA) process Ensuring alignment and effective Business Continuity and Disaster Recovery documentation is in place, including Operational Resilience (if applicable); Third party risk management Providing oversight and challenge to 'First Line of Defence' colleagues to identify and mitigate the risks for which they are responsible.
Requirements of the Risk and Compliance Officer At least 5 years' experience in the application of risk management, compliance and/or internal audit frameworks within a UK Financial Services / Fin Tech or Legal environment.
Ability to deliver multiple initiatives / projects simultaneously and autonomously with a sense of urgency.Polished written and oral communicator across management and executive levels of the organisation.
#J-18808-Ljbffr
-
Risk & Compliance Officer
1 week ago
Melbourne, Victoria, Australia Compliance and Risk Management Recruitment Full timeBanking & Finance Other Melbourne Permanent / Full Time10th May, 2023:We are working with a growing boutique financial services business who are currently seeking a Risk & Compliance Officer for a newly created role.Key Responsibilities: Incident, breach and complaint assessments Testing and maintaining compliance Compliance checklists Review documents,...
-
Risk Partner
1 week ago
Melbourne, Victoria, Australia Amp Full timeRisk Consulting (Insurance & Superannuation) If you are based in Australia or New Zealand, it's highly likely that you are familiar with AMP. However, in a time when society is evolving, AMP is also undergoing significant changes. We are now operating as a more agile business with innovative leadership and fresh perspectives. These are truly exciting times...
-
Risk Officer
1 week ago
Melbourne, Victoria, Australia Compliance and Risk Management Recruitment Full timeBanking & Finance Analyst Melbourne Permanent / Full Time17th February, 2023:We are working with a growing boutique financial services business who are currently seeking a Risk Officer for a newly created role in their Melbourne head office.Key Responsibilities: Incident, breach and complaint assessments Testing and maintaining compliance Compliance...
-
Risk Partner
1 week ago
Melbourne, Victoria, Australia AMP Full timeRisk Consulting (Insurance & Superannuation)If you are based in Australia or New Zealand, chances are you are familiar with AMP. However, as society evolves, so do we. We are now a more agile organization with new leadership and innovative thinking.These are thrilling times for us. There is a great opportunity for visionary individuals to assist us in...
-
Compliance Coordinator
1 week ago
Melbourne, Victoria, Australia Compliance and Risk Management Recruitment Full timeAdmin / Secretarial / Office Support Other Melbourne Permanent / Full Time16th February, 2023:We are working with a boutique, culture focussed Australian asset management business. They are a commercial business with exciting initiatives and set up for success. They are looking for a compliance professional to work alongside a team of highly skilled asset...
-
Global Esop
1 week ago
Melbourne, Victoria, Australia Culture Amp Full timeJoin us on our mission to make a better world of work.Culture Amp revolutionizes how over 25 million employees across 6,000 companies create a better world of work. As the global platform leader for employee experience, Culture Amp empowers companies of all sizes and industries to transform employee engagement, develop high performing teams, and retain...
-
Melbourne, Victoria, Australia Culture Amp Full timeJoin us on our mission to make a better world of work.Culture Amp revolutionizes how over 25 million employees across 6,000 companies create a better world of work. As the global platform leader for employee experience, Culture Amp empowers companies of all sizes and industries to transform employee engagement, develop high performing teams, and retain...
-
Sustainability, Risk
1 week ago
Melbourne, Victoria, Australia Compliance and Risk Management Recruitment Full timeEducation & Child Care Secondary Other Melbourne Permanent / Full Time20th March, 2023:Our client is a leading co-educational catholic school located in the South East of Melbourne. With a culture of continuous improvement coupled with respect, collaboration, and generosity they boast a long -term staff tenure on large & impressive grounds designed to...
-
Quality & Compliance Manager
1 week ago
Melbourne, Victoria, Australia Compliance and Risk Management Recruitment Full timeHealthcare & Medicine Nurse / Midwive Melbourne Permanent / Full Time07th June, 2023:Due to an influx of business and off the back of continued success in providing quality care within the aged care & disability sector, this client centred organisation has a newly created role for a Quality & Compliance Manager to join their team. Based in the North...
-
Pricing Manager
1 week ago
Melbourne, Victoria, Australia AMP Full timePricing ManagerIf you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking.For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into...
-
Pricing Manager
1 month ago
Melbourne, Victoria, Australia AMP Full timeJob DescriptionIf you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking. For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into...
-
Pricing Manager
1 week ago
Melbourne, Victoria, Australia AMP Full timeJob DescriptionIf you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking. For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into...
-
Pricing Manager
3 weeks ago
Melbourne, Victoria, Australia AMP Full timeJob DescriptionIf you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking. For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into...
-
Pricing Manager
1 week ago
Melbourne, Victoria, Australia AMP Full timeIf you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking. For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into something even more...
-
Associate Business Develpment Manager
1 week ago
Melbourne, Victoria, Australia AMP Limited Full timeThe opportunityAs an Associate Business Development Manager you will take ownership and accountability for the success of your individual sales budget through the development of sales & marketing plans, the management of your sales call cycle and growing the business through superior service. AMP Bank operates predominantly a business-to-business sales and...
-
Compliance And Risk Officer
1 week ago
Melbourne, Victoria, Australia ClearCompany Full timeThis is the first role in Australia and entails managing and overseeing all regulatory compliance activities for the company, whilst establishing the compliance and risk procedures from scratch.This is the first position being hired in Australia and therefore will be a stand-alone, remote position initially.That said, you will sit within a Global Compliance...
-
Adviser Education Analyst
1 week ago
Melbourne, Victoria, Australia AMP Full timeAdviser Education AnalystIf you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking.For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy...
-
Risk and Compliance Officer
1 week ago
Melbourne, Victoria, Australia Defence Bank Full timeIntroduction:About us.A unique life requires a unique bank.Defence Bank is a member-owned bank that has been proudly serving the Defence Community for 48 years. With over 30 branches across Australia and our award-winning app, Defence Bank is where our members need us - anywhere, anytime.The bank provides financial products and services to the Australian...
-
Compliance and Risk Officer
1 week ago
Melbourne, Victoria, Australia Michael Page Full timeFintech business launching in AustraliaWork directly with Group Head of Compliance and international teamAbout Our ClientMy client is a leading payment services firm with a global presence and an admirable journey to date. Licensed in Australia, they are looking to ' and Expand' within the next 18 months and are looking to hire The Risk and Compliance...
-
North Service Centre Inspecie Specialist
1 week ago
Melbourne, Victoria, Australia AMP Full timeNorth Service Centre Inspecie SpecialistIf you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking.For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And...