Risk and Compliance Advisor
2 months ago
We are looking to recruit an experienced Risk and Compliance Advisor to join a top-tier Financial Services organisation. In this role, you'll collaborate closely with the Advice team, playing a key part in identifying and evaluating risks, ensuring regulatory compliance, and supporting the development and execution of robust control measures.
Key Responsibilities:
- Act as the first point of contact for Advisors, Associate Advisors, and Front Office leaders, assisting in identifying, managing, and mitigating risks across daily operations.
- Oversee second line of defence activities, including ongoing risk and compliance evaluations, to ensure the business properly identifies, evaluates, records, and manages risks while adhering to regulatory obligations.
- Review and challenge business practices, strategies, and procedures to ensure alignment with risk and compliance standards.
- Establish and maintain strong working relationships with key stakeholders to promote a culture of risk awareness and compliance.
- Help the business effectively integrate risk, compliance, and control frameworks into daily processes, ensuring adherence to company policies and regulatory requirements.
- Monitor and review risk registers, compliance plans, and procedures to maintain accurate oversight of incidents, breaches, and regulatory obligations.
- Support governance processes by participating in relevant committees and providing risk and compliance expertise across business units when needed.
Skills and Experience:
- Previous experience in risk, compliance, within the financial services sector
- Proven track record overseeing advice operations, including monitoring and conducting file reviews,
- Hands-on expertise in risk and compliance management frameworks and processes.
- Ability to manage relationships with key stakeholders effectively.
-
Business Risk and Compliance Advisor
7 months ago
Melbourne, Australia nbn™ Full timeJob Expectations Build your career and Australia’s future. Not many people can say they are working on building Australia’s future. With us you’ll be doing just that, leaving a legacy for all Australians. Plus, there’s equal employment, great training, and true flexible working arrangements. A fantastic opportunity at nbn, Australia’s largest...
-
Strategic Risk Management Director
4 days ago
Melbourne, Victoria, Australia Compliance & Risk Management Recruitment Full timeAt Compliance & Risk Management Recruitment, we are seeking an exceptional Strategic Risk Management Director to lead our client's Risk Function. With a strong track record in risk management and a proven ability to develop and implement effective risk strategies, you will be responsible for ensuring the organization maintains a robust approach to...
-
Information Security Risk and Compliance Advisor
3 weeks ago
Melbourne, Victoria, Australia Charterhouse Full timeCharterhouse is seeking a seasoned Information Security Risk and Compliance Advisor to join their team. The ideal candidate will have significant experience in developing and implementing information security frameworks and a sound understanding of information security and its relationship to organisational risk and enterprise architecture.The successful...
-
Risk Audit
5 months ago
Melbourne, Australia Gallagher Full timeAbout Us: Gallagher Bassett is the world’s premier provider of risk and claims management services. We believe that - with proper management - a world of risk becomes a world of possibilities. It becomes a world where businesses and organizations are freed to do what they do best. To build. To serve. To move forward. Knowing the responsibilities of today...
-
Compliance Risk Manager
1 month ago
Melbourne, Victoria, Australia Suncorp Group Full timeJob Title: Compliance AdvisorSuncorp Group is seeking a Compliance Advisor to join our high-performing risk team. This is a 12-month secondment opportunity based in Sydney, Brisbane, or Melbourne with hybrid work arrangements.About the RoleThe Compliance Advisor will deliver compliance management activities, including advice and insights, to support the...
-
Risk & Compliance Advisor
3 months ago
Melbourne, Australia LGT Gruppe Holding AG Full timeCategory Risk Controlling Workload Full Time ( 80%) Posted on 5 September 2024***: LGT is the largest Private Banking and Asset Management group in the world to be owned by an entrepreneurial family. As the family office of the Princely House of Liechtenstein, we have years of eperience in the management of sizeable sums of assets. **Your...
-
Compliance Risk Management Specialist
3 weeks ago
Melbourne, Victoria, Australia Shell Energy Full timeCompliance Advisor RoleJoin Shell Energy, a leading energy retailer in Australia, in this exciting role as a Compliance Advisor. As a key member of the Regulatory Affairs team, you will be responsible for ensuring the company's compliance with regulatory requirements and industry standards.Key ResponsibilitiesMaintain a compliance and risk management...
-
Compliance Advisor
5 months ago
Melbourne, Australia AGL Energy Full timeJoin the change. Together, we’ll make history. As we keep the lights on for over four million customers and move towards a more sustainable way of life, it’s an exciting time to be at AGL. We’re re-imagining how homes and business live and work across the country and we want you to be a part of it. This moment will define our time, and your career as...
-
Risk & Compliance Strategic Advisor
2 weeks ago
Melbourne, Victoria, Australia Ashurst Full timeAbout the RoleAs a Senior Risk Compliance Specialist at Ashurst, you will be part of our Risk Modernisation team in Sydney or Melbourne, delivering core risk and compliance solutions to clients across various industries.You will support and advise clients on risk framework development, risk program assessment, control testing, and compliance program...
-
Risk & Compliance Analyst
5 months ago
Melbourne, Australia Bendigo & Adelaide Bank Full time**Your new role with Bendigo Bank is just a few clicks away.** As the** Risk and Compliance Analyst, **you will be reporting to the **Head of Risk and Compliance Services **with key responsibilities relating to analysing risk and compliance data for deep dives and thematic reviews related to risk, controls, events, business continuity management and...
-
Risk and Compliance Specialist
5 months ago
Melbourne, Australia Zai Full time**About us** Are you a rule-abiding advocate with a knack for sniffing out risk? Do you dream of outsmarting bad actors and keeping Zai at the forefront of compliance? - this Compliance Officer role is your chance to shine! Backed by a global Bank, Standard Chartered, Zai has been a pioneer in real-time payments; having been the first non-bank to connect...
-
Group Compliance
5 months ago
Melbourne, Australia AGL Energy Full timeJoin the change. Together, we’ll make history. As we keep the lights on for over four million customers and move towards a more sustainable way of life, it’s an exciting time to be at AGL. We’re re-imagining how homes and business live and work across the country and we want you to be a part of it. This moment will define our time, and your career as...
-
Compliance Manager
4 weeks ago
Melbourne, Victoria, Australia FourQuarters Recruitment Full timeCompliance Manager - Risk and GovernanceWe are seeking an experienced Compliance Manager to join our client's Risk and Compliance Group. This role offers an exciting opportunity to take hands-on responsibility for growing and developing the Compliance function, leading strategic initiatives and uplifting maturity across the organisation.In this position, you...
-
Regulatory Risk Expert Advisor
3 weeks ago
Melbourne, Victoria, Australia Ashurst Full timeAbout AshurstAshurst is a leading consultancy that specializes in providing integrated risk management solutions to clients across various industries. Our team of expert advisors combines legal expertise with risk management knowledge to provide holistic solutions that help clients navigate complex business environments.With a strong presence in Australia...
-
Risk & Compliance Analyst (Junior)
5 months ago
Melbourne, Australia Bendigo and Adelaide Bank Full timeRisk & Compliance Analyst (Junior) Position Description: Position Description - Risk and Compliance Analyst (4).docx **Your new role with Bendigo Bank is just a few clicks away.** As the **Risk and Compliance Analyst, **you will be reporting to the **Head of Risk and Compliance Services **with key responsibilities relating to analysing risk and compliance...
-
Risk Advisor
4 weeks ago
Melbourne, Australia Hudson Australia Full timeOur client is looking for a Risk Advisor to oversee risk management and insurance operations. This role involves implementing effective risk management systems that foster a culture of safety and risk awareness across the organization, enhancing risk management capabilities, and encouraging decision-making based on risk considerations. **In this role, you...
-
Property Risk and Compliance Assessor
2 weeks ago
Melbourne, Australia WSP Australia Full time**What if you could do the kind of work the world needs?** At WSP, you can access our global scale, contribute to landmark projects and connect with the brightest minds in your field to do the best work of your life. You can embrace your curiosity in a culture that celebrates new ideas and diverse perspectives. You can experience a world of opportunity and...
-
Risk and Compliance Expert
2 weeks ago
Melbourne, Victoria, Australia AU017 Mercer Outsourcing (Australia) Pty Ltd Full timeJob Title: Regulatory Change ManagerAt Mercer, we are seeking a highly skilled Regulatory Change Manager to join our team. As a key member of our Operational Risk Governance team, you will play a crucial role in delivering a strategic and integrated approach to risk and compliance activities across the Administration Operations team.As the Regulatory Change...
-
Strategic Risk Advisor
3 weeks ago
Melbourne, Victoria, Australia Public Sector People Full timePSP are seeking a Strategic Risk Advisor to join the Culture and Performance Directorate. This role is integral in managing the Council's risk management and insurance functions, ensuring a proactive culture of risk and safety throughout the Council.The Strategic Risk Advisor will work collaboratively across the Council to model integrity and achieve best...
-
Risk Management Specialist
1 month ago
Melbourne, Victoria, Australia Sustain Recruit Full timeRisk and Compliance AdvisorWe are seeking a seasoned Risk and Compliance Advisor to collaborate with our Advice team in a top-tier Financial Services organization. This role involves identifying and evaluating risks, ensuring regulatory compliance, and supporting the development and execution of robust control measures.Key Responsibilities:Act as the primary...