Risk and Compliance Manager

6 days ago

Sydney, Australia ASX Full time

**ASX: Powering Australia's financial markets**:
**Why join the ASX?**:
When you join ASX, you’re joining a company with a strong purpose - to power a stronger economic future by enabling a fair and dynamic marketplace for all.

In your new role, you’ll be part of a leading global securities exchange with a strong brand. We are known for being a trusted market operator and an exciting data hub.

Want to know why we are a great place to work, click on the link to learn more.

**We are more than a securities exchange**:
The ASX team brings together talented people from a diverse range of disciplines.

We run critical market infrastructure, with 1 in 3 people employed within technology. Yet we have a unique complexity of roles across a range of disciplines such as operations, program delivery, financial products, investor engagement, risk and compliance.

We’re proud of the diversity of our organisation and the culture of inclusion that all our people help to build every day. Our employee-led groups are known for celebrating cultural and religious events, championing LGBTIQ+ inclusion (recently achieving AWEI Bronze), inspiring giving and volunteering, promoting gender equality, and wellbeing. We are an Employer of Choice for Gender Equality (WGEA) and a member of the Champions of Change Coalition for the advancement of gender equality in Australia.

**About the team and role**:
The Line 1 Risk and Compliance team within the Securities and Payments division support the business in the day-to-day management of risk and compliance activities and assist in the embedment of ASX’s operational risk and compliance strategy, the uplift of risk maturity within the Securities and Payments division and ensure risk is considered in key operational decisions and process design.

The Line 1 Risk and Compliance Manager responsible for supporting the Senior Risk and Compliance Partners with risk profile reviews and assessments, risk mitigation plans, risk reporting and project risk initiatives

**What you will be doing**:

- Gain an in depth understanding of the end-to-end S&P Businesses and become a trusted advisor to the S&P Business teams on risk, compliance and control initiatives and improvements
- Work with key stakeholders within Securities and Payments and across the ASX to further embed the Operational Risk Management and Compliance Frameworks
- Support the delivery of risk and compliance reporting
- Support management in maintaining rich data quality in the ASX GRC tool,
- Perform data analytics for input into business risk reporting

**What you will bring**:

- Gained experience in Line 1 or Line 2 Risk related function preferably within the Financial Services Industry.
- Gained experience in Risk Profile reviews including issue and incident management
- Gained experience in root cause analysis and critical thinking
- Developed a strong understanding of project risk and delivered risk assessments
- Developed a strong understanding of control testing
- Demonstrated the ability to build strong internal relationships and collaborate and work effectively across teams
- Ability to effectively plan and prioritise work, a demonstrated ability to deliver to deadlines
- Communication skills - excellent oral, written and presentation
***Nice to have**:

- **Understanding of different financial products**
- **Knowledge of BCP/disaster recovery frameworks**
- **Strong Operations process related knowledge

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