Compliance Manager

1 day ago

Sydney, Australia Ampersand Full time

Leading Australian Energy Retailer
- Senior role - working directly with the Compliance manager
- Competitive Salary - Between $120,000 and $140,000

The individual will work closely with the Compliance Manager in compliance activities relating to the client’s Compliance Management Framework development that addresses all relevant legislative and regulatory requirements, focusing on energy-specific laws and regulations and Australian privacy requirements.

**Key Responsibilities**:

- Develop, maintain and implement policies and procedures to ensure our compliance obligations are current, risk assessed, owned, and reflected in our business processes.
- Assess compliance issues against regulatory obligations and provide business compliance gap analysis; recommend and deliver compliance improvement projects to enhance quality assurance and compliance processes.
- Develop and deliver compliance training and instructional documentation to ensure internal and external stakeholders understand their compliance obligations and how they relate to their day-to-day activities.
- Create and maintain records and reports of compliance issues, including comprehensive investigation reports.
- Provide risk and compliance reporting against business KPIs.
- Formal qualifications in Risk and/or Compliance Management.
- Relevant experience at an Advisor/Officer level in a similar or related business unit role.
- Proven experience as a Compliance and/or Risk Advisor/Officer and substantial compliance and risk management knowledge.
- Develop, implement and maintain compliance policies and procedures for the energy industry.

**About You**:

- Excellent presentation, communication (verbal and written) and negotiation skills.
- Strong focus on delivery and ability to drive positive outcomes.
- An ability to use influencing skills to bring about change.
- A demonstrated willingness and ability to take ownership and accountability of decisions and advice.
- Flexibility and the ability to handle a variety of tasks, adjust quickly to priorities and meet changing business needs.

  • Accounting Analyst

    2 weeks ago

    Sydney, Australia Thaddeus Martin Compliance Full time

    **Role Overview**: The Accounting Analyst plays a vital role in supporting TMC’s financial operations, compliance efforts, and strategic objectives. This position ensures the preparation and management of financial activities, adherence to regulatory requirements, and delivery of accurate financial insights critical to TMC’s performance and...

  • Compliance Manager

    5 days ago

    Sydney, Australia Bluefin Resources Full time

    **Broad 2nd line compliance position with v**isibility up to Exec and Board level.**: - **Salary up to $165k package. Maximum flexibility on offer with 2 days per week in office - family feel environment.**: - **Be innovative and present fresh ideas on how to manage compliance.**: - **Sydney CBD office location close to public transport.** **Brief...

  • Manager Compliance

    1 week ago

    Sydney, New South Wales, Australia Commonwealth Bank of Australia Full time $120,000 - $180,000 per year

    Do work those matters:Risk Management (RM) is responsible for developing and communicating CBA's risk management frameworks to allow CBA to take conscious exposures to credit, market, operational, compliance and insurance risks within the approved risk appetite. RM has policy teams that specialise in the different risk types as well as business unit risk...

  • Manager Compliance

    1 week ago

    Sydney, New South Wales, Australia Commonwealth Bank Full time $120,000 - $180,000 per year

    Do work those matters:Risk Management (RM) is responsible for developing and communicating CBA's risk management frameworks to allow CBA to take conscious exposures to credit, market, operational, compliance and insurance risks within the approved risk appetite. RM has policy teams that specialise in the different risk types as well as business unit risk...

  • Compliance Manager

    7 days ago

    Sydney, Australia InDebted Full time

    Compliance Manager **About InDebted** InDebted provides future-thinking organisations with products and solutions to support overdue consumers through debt. Backed by technology with a human touch, we use machine learning and AI to personalise the collections journey and champion positive customer experiences - all so we can change the world of consumer...

  • Compliance Manager

    1 week ago

    Sydney, Australia Robert Half Full time

    Global Fintech Markets business looking to hire a Compliance Manager with ASIC regulatory compliance experience, mostly remote working. **The Company** The firm are a privately owned global fintech markets business. They have offices in over 15 different countries with their head office being based here in Sydney. The firm have recently gone through a...

  • Compliance Manager

    2 weeks ago

    Sydney, Australia eToro Full time

    **About eToro** eToro is the world’s leading social trading network, providing millions of users from around the world a one-stop-shop solution for their trading and investing needs. Since 2007, eToro has positioned itself as a Fintech leader, pioneering revolutionary practices such as social trading and machine-learning-powered investment products. Our...

  • Compliance Manager

    7 days ago

    Sydney, Australia Independent Reserve Full time

    This varied role will report to the Chief Risk Officer and is a great opportunity to apply previous experience while expanding your skillset in an innovative and growing business sector. You will have the opportunity to develop the Risk and Compliance function and collaborate with all areas of the business. A broad role with growth opportunities in a rapidly...

  • Compliance Manager

    1 week ago

    Sydney, Australia Macquarie Group Limited Full time

    This is an exciting and new opportunity to join the Support Group Compliance (SGC) team in Sydney as a Compliance Manager. SGC is a Line 2 compliance team aligned to the central services teams within Macquarie. This Line 2 Compliance role presents a great opportunity to work with senior compliance professionals and key stakeholders to actively advise,...

  • Compliance Manager

    1 week ago

    Sydney, New South Wales, Australia Marsh McLennan Full time $80,000 - $120,000 per year

    Compliance Manager - Mercer SuperWe are seeking a skilled Compliance Manager to join our Line 2 Risk and Compliance function at Mercer Super. This essential role will support the Head of Compliance and Senior Compliance Managers to navigate the regulatory landscape and guide Mercer Super to deliver positive, compliant and risk aware outcomes for its 900,000+...