Compliance Manager

2 days ago

Sydney, Australia Bluefin Resources Full time

**Broad 2nd line compliance position with v**isibility up to Exec and Board level.**:

- **Salary up to $165k package. Maximum flexibility on offer with 2 days per week in office - family feel environment.**:

- **Be innovative and present fresh ideas on how to manage compliance.**:

- **Sydney CBD office location close to public transport.**

**Brief Overview**

Work closely with the Head Of the team to provide advice and support on all compliance matters, including the supervision and maintenance of the compliance management framework and embed a strong compliance culture into processes and procedures.

**Role and Responsibilities**

You will assist the Head Of to lead, manage and evolve effective compliance management processes including:

- Implement and embed the Compliance Management Framework, including policies, processes and systems
- Overseeing the management and reporting of compliance incidents and breaches
- Contributing towards the continuous improvement of the regular quarterly board and executive committee reporting
- Support all levels of staff across the organisation to understand their compliance obligations
- Ensuring that appropriate level of compliance training is in place and is completed according to regulatory and business requirements; and
- Assist in the maintenance of the Regulatory Affairs Register, including oversight of regulatory engagements, lodgements, and media monitoring

**Desired experience**
- Proven experience in Compliance, ideally within an APRA regulated environment
- Proactive approach and ability to work in a tight knit team with competing priorities
- Ability to interpret regulation and legislation, as well as standards and guidelines
- Excellent and effective interpersonal, written and communication skills and attention to detail
- Innovative mindset with ability to think the bigger picture and present new ideas to ways of doing things

**Benefits**
- The company is big enough that you are relevant, you will get exposed to the regulators and systematic reviews directly
- Lots of breadth meaning you get to see the whole picture of compliance
- The CRO is fantastic and very knowledgeable and a big support to the team
- A caring and supportive manager who will upskill in required areas (if need be)
- Not a tick the box role, you will get the opportunity to be innovative and create new ways of doing things
- The organisation is big on investing in training
- The organisation is onboard with building a strong risk culture
- Super flexible working environment

BBBH54478_169388643888715

  • Compliance Manager

    2 weeks ago

    Sydney, Australia Anton Murray Consulting Full time

    Sydney- Ancillary Areas- PermanentOur client is a leading retail broker seeking a Compliance Manager to manage their compliance function in their Sydney office - this role will ideally be hired on a part time basis for 3 or 4 days a week. However they are open to hiring someone full time. **Responsibilities** - Ensure the business activities comply with AFS...

  • Compliance Manager

    2 weeks ago

    Sydney, Australia Allianz Australia Full time

    **Compliance Manager | Location - Sydney, Melbourne, Brisbane. We’re open to all locations across Australia.** This is a Line 1 role to assist in supporting the implementation, execution and monitoring of the risk and compliance management framework and the regulatory and compliance change agenda. **You’ll be responsible for**: - Establishing strong...

  • Compliance Manager

    4 days ago

    Sydney, Australia Perigon Group Full time

    Hybrid / WFH environment - Great salary, bonus and benefits - CBD location An excellent opportunity for an experienced Compliance Manager to join a prestigious Financial Services group. This is a unique Compliance Manager career opportunity to join a reputable & well established financial services firm. The company specialise within Wealth Management,...

  • Compliance Manager

    2 weeks ago

    Sydney, Australia HCF Full time

    **About the role** To provide advice and support on compliance matters to all business areas of HCF and its subsidiaries, including the management and maintenance of the compliance management framework and embedding an effective compliance culture into the decision-making processes and procedures of HCF. To work closely with the Senior Compliance Manager...

  • Compliance Manager

    4 days ago

    Sydney, New South Wales, Australia Duggan + Della Full time $120,000 - $180,000 per year

    Duggan + Della are working with a leading global law firm to recruit aCompliance Managerto join their Sydney office. This is a senior, strategic role for an experienced compliance professional or lawyer who wants to take ownership of the compliance function locally while being part of an international network.The roleAs Compliance Manager, you will:Act as...

  • Compliance Manager

    1 week ago

    Sydney, Australia eToro Full time

    **About eToro** eToro is the world’s leading social trading network, providing millions of users from around the world a one-stop-shop solution for their trading and investing needs. Since 2007, eToro has positioned itself as a Fintech leader, pioneering revolutionary practices such as social trading and machine-learning-powered investment products. Our...

  • Accounting Analyst

    1 week ago

    Sydney, Australia Thaddeus Martin Compliance Full time

    **Role Overview**: The Accounting Analyst plays a vital role in supporting TMC’s financial operations, compliance efforts, and strategic objectives. This position ensures the preparation and management of financial activities, adherence to regulatory requirements, and delivery of accurate financial insights critical to TMC’s performance and...

  • Compliance Manager

    7 days ago

    Sydney, Australia Macquarie Group Limited Full time

    This is an exciting and new opportunity to join the Support Group Compliance (SGC) team in Sydney as a Compliance Manager. SGC is a Line 2 compliance team aligned to the central services teams within Macquarie. This Line 2 Compliance role presents a great opportunity to work with senior compliance professionals and key stakeholders to actively advise,...

  • Compliance Manager

    2 weeks ago

    Sydney, Australia Ampersand Full time

    Leading Australian Energy Retailer - Senior role - working directly with General Manager - Be the Compliance expert and an influential figure As the trusted Compliance Manager, you will work closely with the General Manager in compliance matters relating to the business’s Compliance Management Framework development that addresses all relevant legislative...

  • Compliance Manager

    4 weeks ago

    Sydney, New South Wales, Australia Thunes Full time

    Thunes is the Smart Superhighway for money movement around the world. Thunes' Direct Global Network allows Members to make payments in real-time in over 130 countries and more than 80 currencies, connecting directly to over 7 billion mobile wallets and bank accounts via more than 350 payment methods.Thunes' Direct Global Network differentiates itself through...