Associate Director

Associate Director,
Middle Office (Risk)

About us
Invast Global is a specialist multi-asset prime broker based in Sydney and Tokyo. The company specialises in
providing innovative prime services to hedge funds, asset managers, proprietary trading firms, professional
traders and other brokerages and banks.

As a world-leading boutique investment bank, we are constantly in search of hungry people to join the team
and challenge the status quo. We want dreamers and doers who are ready to hit the ground running.
- Why join us- Remuneration - Invast Global offers a highly competitive base salary along with Short Term Incentive

Schemes - which includes regular cash bonuses.
- Flexibility - We want to hire the best talent in the industry. To attract the best, we have embraced a

flexible work culture. This includes WFH opportunities and generous leave packages.
- Career development - We don’t just want to hire the best talent, we want to train them to be even

better. Career development is a priority to you - so it’s a priority for us.
- Unique workplace - Our Sydney office is nearby public transport & secure parking. The building

boasts views of Sydney Harbour and a unique balcony break out area.
- Support - We are a small team with a flat structure. You will have direct access to management and

C-level.
- Culture - We are a young and energetic team with more than half of all our employees in their 20’s.

About the role
We have an incredible opportunity for a new team member to join our Middle Office team. This is a diverse
role that requires someone who is energetic, meticulous and passionate.

Level 5, 55 Harrington Street, The Rocks, Sydney NSW 2000 Australia

Australia | Cyprus | Japan

Invast Financial Services Pty Ltd (ABN 48 162 400 035) has an Australian Financial Services License (AFSL) issued by the Australian
Securities and Investments Commission (AFSL No. 438283) which authorises it to carry on a financial services business in Australia.
- Key duties and responsibilities- Reporting - Assisting with the daily operations and reconciliations of the business;
- Onboarding - Both legal and technical onboarding of new clients including liaising with external vendors

and internal legal compliance and IT teams;
- Process Improvement - Working closely with the assigned squads and management team to improve

systems and processes of the business;
- Responsibility for the anticipation, identification, measurement, monitoring, control and reporting of

all the operational risks to which the company may be exposed;
- Ensuring that the regulatory and internal risk limits are compatible with the strategies, activities and

organisation/ operational structure of the company;
- Monitoring compliance with the risk limits set out to various counterparties and ensuring proper

escalation procedures in case of breach;
- Designing procedures to prevent re-occurrences of operational breaches;
- Preparing, at least once a year, a summary report on the risk control function activities and its

operation and submitting to the Board of Directors of the company;
- Assist in the preparation and controls testing for the annual JSOX reporting;
- Assist in the preparation and controls testing for internal audit review;
- Help develop an operational risk culture by ensuring compliance with operational risk governance

procedures and policies by delivering training where required;
- Responsible for the timely identification, reporting and escalation of all identified Operational Risk exposures;
- Contribute to squad meetings and deliver ad hoc projects;
- Ensure all activity is in accordance with the relevant regulatory obligations, company policies and procedures.

The above list is not exhaustive, and the role may change to meet the evolving objectives of the company.
- About you- Tertiary qualification in Finance/Economics or similar is essential
- 3-5 years of experience in financial services
- Experience in Financial Services is essential, preferably in the OTC CFD space
- Some middle or back office experience at a trading firm, bank, or other financial institution with experience

working with a trade or position-based level of granularity (eg position/ cash reconciliations, corporate
actions) is a definite plus
- Advanced or Intermediate Microsoft Excel skills
- SQL, Python, programming languages added advantage

Level 5, 55 Harrington Street, The Rocks, Sydney NSW 2000 Australia

Australia | Cyprus | Japan

Invast Financial Services Pty Ltd (ABN 48 162 400 035) has an Australian Financial Services License (AFSL) issued by the Australian
Securities and Investments Commission (AFSL No. 438283) which authorises it to carry on a financial services business in Australia.
- Our values- Innovation - Consistently strives to create new, more efficient ways of completing standard procedures.
- Passion - Approaches tasks with enthusiasm and is genuinely invested in the role and the company’s goals.
- Teamwork - Ability to wor