Compliance Specialist

3 days ago

Sydney, Australia Perigon Group Full time

An opportunity has become available in one of the worlds' premier providers of global investment management.- This established business requires a
- **Compliance Specialist**, to join their team for a approx.. 6-month to 12-month temporary role.- The role is to be responsible for providing compliance and regulatory advice to the business and undertake regular compliance monitoring, surveillance and reporting activities.- Responsibilities:_
- Oversee the administration and operation of existing compliance policies and procedures and assisting in the drafting and review of new policies and procedures.
- Liaise with and assist internal and external auditors.
- Liaise with regulators and deal with sensitive and complex regulatory matters.
- Oversee and implement a Compliance Program focused on meeting the Group’s local regulatory obligations, regulatory expectations and maintenance of its regulatory approvals.
- Monitor local and regional regulatory developments.
- You will be amongst a high-performing team and liaising with colleagues both domestically & internationally._
- WFH arrangements. Supportive team culture. High exposure to various stakeholders.- To be considered your work profile consists of:

- Significant years of relevant working experience in regulatory compliance at an asset management or other financial services organisation.
- Understanding of the regulatory environment in Australia.
- Understanding or exposure to other regulatory regimes (such as Hong Kong/China or other APAC jurisdictions) advantageous.
- Ability to interact and negotiate with key internal and external business stakeholders.
- Strong written/oral communication, organizational, and interpersonal skills.
- Interviews will be conducted next week
- **APPLY Now

  • Compliance Specialist

    1 week ago

    Sydney, New South Wales, Australia TOM People Full time $135,000 per year

    Fantastic opportunity for an experienced Compliance professional to join a leading global financial services business, supporting operations across Australia and New Zealand.Reporting to the Associate Director, Compliance & Risk, you'll play a key role in maintaining compliance with local regulatory requirements and internal governance standards across...

  • Compliance Specialist

    2 weeks ago

    Sydney, New South Wales, Australia First Sentier Group Full time $90,000 - $120,000 per year

    About the roleWe're looking for someone with a curious mindset and a practical, solution-focused approach to join our team as a Compliance Specialist.This role supports a key project to consolidate two investment order management systems—CRIMS (Charles River) and BRS Aladdin—into one platform. You'll be involved in coding and testing compliance rules as...

  • Compliance Specialist

    7 days ago

    Sydney, New South Wales, Australia CSC Full time $80,000 - $120,000 per year

    Job DescriptionCompliance Specialist (Licensing), Australia & New ZealandSydney, AustraliaHybridAbout The RoleYou will report directly to the Associate Director, Compliance and Risk with a dotted reporting line to the Regional Compliance Director, APAC and also be responsible to ensure risk and compliance with the relevant legal and regulatory requirements...

  • Investment Compliance Specialist

    3 days ago

    Sydney, Australia Perigon Group Full time

    A newly created role with a growing well know brand - Fantastic salary, bonus and benefits on offer - Excellent working flexibility, 1 day required in the office The Investment Compliance Specialist is a member of the Investment Services & Compliance team and helps deliver outcomes for the broader Investment Operations. This role is responsible for doing...

  • Compliance Specialist

    7 days ago

    Sydney, New South Wales, Australia CSC Full time $90,000 - $120,000 per year

    Job DescriptionCompliance Specialist (AML), Australia & New ZealandSydney, AustraliaHybridAbout The RoleYou will report directly to the Associate Director, Compliance and Risk with a dotted reporting line to the Regional Compliance Director, APAC and also be responsible to ensure risk and compliance with the relevant legal and regulatory requirements as well...

  • Investment Compliance Specialist

    1 day ago

    Sydney, Australia Australian Retirement Trust Full time

    Be part of an inclusive and high-performing team - Enjoy a rewarding career move with opportunities for development - Make a difference with a fund that puts members first **About us** When you work for Australian Retirement Trust, every day is an opportunity to be a force for good in the lives of more than 2 million members. Australian Retirement Trust...

  • Compliance Analyst Specialist

    1 day ago

    Sydney, Australia Worldpay Full time

    Compliance Analyst Specialist Are you ready to write your next chapter? Make your mark at one of the biggest names in payments. With proven technology, we process the largest volume of payments in the world, driving the global economy every day. When you join Worldpay, you join a global community of experts and changemakers, working to reinvent an industry...

  • Compliance Specialist, Anz

    1 day ago

    Sydney, Australia CSC (Corporation Service Company) Full time

    **Compliance Specialist, Australia & New Zealand** **Sydney, Australia** **Hybrid** **About the role** You will report directly to the Associate Director, Compliance and Risk with a dotted reporting line to the Regional Compliance Director, APAC and also be responsible to ensure risk and compliance with the relevant legal and regulatory requirements as...

  • Compliance and Claims Specialist

    4 weeks ago

    Sydney, Australia Qantas Airways Full time

    Overview Job Description Today, we’re busy planning for tomorrow. We look to the future to guide the way we innovate, helping us stay relevant and responsive in an unpredictable industry. We’ve always been pioneers, and we’re proud to see that spirit in our people. Our resilience has helped us through good and tough times, and it still drives us to...

  • Ethics and Compliance Specialist

    5 days ago

    Sydney, Australia Takeda Pharmaceutical Full time

    **About Takeda** At Takeda, we are transforming patient care through the development of novel specialty pharmaceuticals and best in class patient support programs. Takeda is a patient-focused company that will inspire and empower you to grow through life-changing work. Certified as a Global Top Employer, Takeda offers stimulating careers, encourages...