Compliance Specialist, Anz

2 days ago

Sydney, Australia CSC (Corporation Service Company) Full time

**Compliance Specialist, Australia & New Zealand**

**Sydney, Australia**

**Hybrid**

**About the role**

You will report directly to the Associate Director, Compliance and Risk with a dotted reporting line to the Regional Compliance Director, APAC and also be responsible to ensure risk and compliance with the relevant legal and regulatory requirements as well as in-house policies and procedures for Australia and New Zealand Corporate, Funds and Capital Markets business. Your key responsibilities will include:

- Act as the Deputy Money Laundering Reporting Officer (“MLRO”) for CSC Australia and CSC New Zealand entities
- Provision of independent sound risk & compliance advice and support on client acceptance based on the prevailing company and group policies as well as the relevant local legislation, rules and industry practice
- Liaise with the local regulators
- To conduct risk & compliance monitoring on a timely basis, including but not limited to regular review of client entities, transaction monitoring, processing & clearance of suspicious hits, and specific thematic review(s)
- Provide compliance support to Corporate Legal Solutions (CLS), Funds and Capital Markets business lines, including regulated trustee and agency services.
- Ensure compliance with AFSL obligations and liaise with internal stakeholders on licensed entity governance.
- Support the implementation and monitoring of compliance frameworks for licensed entities, including regulatory reporting and breach management.
- Liaise and deal with Internal Audit inspections or enquiries
- To conduct risk & compliance investigation pertaining to incidents, complaints or administration issues (where required)
- To conduct risk & compliance induction to new staff and provide ongoing risk & compliance training to existing staff
- To prepare relevant risk & compliance management information & reports
- To participate in ad hoc risk & compliance related projects

**What technical skills, experience, and qualifications do you need?**
- Degree holder in Law, Accounting, Finance or related discipline
- Minimum of 5 years’ experience in compliance
- Solid experience in managing risk & compliance framework in accordance to regulatory and statutory requirements
- Experience supporting Capital Markets or financial services with licensed entity obligations (e.g., AFSL, AML/CTF).
- Familiarity with ASIC, AUSTRAC, DIA and FMA regulatory expectations.
- Prior experience working with regulated trustee, escrow, or agency services is highly desirable.
- Sound knowledge of local regulations including both Australia and New Zealand rules and regulations AML qualifications (ACAMs or equivalent)
- Strong organization and time management skills
- Ability to independently and effectively work with different stakeholders
- Good command of both written and spoken English. A second language will be an advantage
- Independent, meticulous, pro-active, attentive to details, self-motivated, outspoken, keen to learn, and capable of meeting new challenges with excellent communication skills

LI-KK1

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