Senior Compliance Professional
2 days ago
This is an exciting opportunity to join a leading financial institution for the role of Senior Compliance Professional within the Compliance team.
About the Role- We are seeking a senior compliance professional who understands retail banking products and the rules and regulations around marketing those products to Australian customers.
- The ideal candidate will have experience working in compliance or consulting roles in the financial services industry, with a strong understanding of operational risks and control frameworks in retail Banking.
- Responsibilities will include managing risks arising from Unfair Customer Treatment, Conflicts of Interest, Market Conduct, Anti-Competition, Organisational Conduct and providing commercially minded compliance advice to business lines.
This role is instrumental in further enhancing and embedding the compliance risk management culture by providing high-quality, commercially-minded compliance advice to our business lines.
Key Responsibilities- To manage risks arising from regulatory requirements, industry codes, and other compliance-related matters.
- To provide support to projects, including investigations into non-compliance with financial sector legislation, specifically root cause analysis.
- To develop and maintain best practice advice to support the CCE team in providing consistent and high-quality advice.
- To build and maintain relationships with key stakeholders, including internal teams and external partners.
- A minimum of 10 years of relevant experience in compliance or consulting roles in the financial services industry.
- Experience working for either ASIC or APRA would be highly desirable.
- Strong influencing skills and ability to ensure optimal outcomes are achieved while managing stakeholder expectations.
- Excellent understanding of operational risks and control frameworks in retail Banking.
- Ability to lead investigations and provide high standard of written / verbal communication to senior leadership.
- An opportunity to work with a leading financial institution and contribute to its success.
- A dynamic and collaborative work environment with opportunities for growth and development.
- A competitive salary and benefits package.
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