
Senior Compliance Professional
1 day ago
A senior compliance professional is sought to oversee regulatory operations and drive business growth in a dynamic trading environment.
The ideal candidate will have 3–5 years of experience in asset or wealth management, with expertise in trading systems, custody operations, KYC/AML, and investment advisory regulations.
Key Responsibilities:- Evaluate and mitigate risk within fast-paced, tech-driven ecosystems.
- Lead audits, licensing, and regulatory reporting initiatives.
- Analyze products and third parties for compliance risks.
- Develop and implement incident response strategies.
- Stay up-to-date on regulatory developments and trends.
- Proven ability to assess and mitigate risk in complex environments.
- Excellent verbal and written communication skills, with the capacity to explain intricate regulatory matters clearly.
- Bachelor's degree in Law, Finance, Business, or a related field; JD, CAMS, or other relevant certifications highly valued.
-
Senior Compliance Professional
14 hours ago
Sydney, New South Wales, Australia beBeeCompliance Full time $160,000 - $180,000Senior Compliance Manager Job OverviewThe role of the Senior Compliance Manager involves developing, implementing, and maintaining a comprehensive compliance framework to address legal and regulatory requirements.Develop and implement a compliance framework that meets all relevant regulations and standards.Provide strategic leadership to the compliance team...
-
Senior Compliance Professional
2 days ago
Sydney, New South Wales, Australia beBeeCompliance Full time $150,000 - $200,000The role of a Senior Compliance Professional is pivotal in ensuring that our organization adheres to legal and regulatory standards.This position involves liaising with key stakeholders to guarantee compliance with local laws and regulations.The ideal candidate will have at least 6 years of relevant experience, including:Experience as a compliance...
-
Senior Compliance Professional
2 days ago
Sydney, New South Wales, Australia beBeeCompliance Full time $110,000 - $130,000Job Title:A senior compliance professional is required to manage and maintain our company's regulatory requirements and industry standards.This role involves supervising and monitoring compliance with AFSL obligations, industry regulations, and internal policiesThe ideal candidate will be responsible for conducting regular reviews of our practices and files...
-
Senior Compliance Professional
6 days ago
Sydney, New South Wales, Australia beBeeCompliance Full time $120,000 - $150,000Job DescriptionWe are seeking a highly skilled Compliance Manager to join our team. The successful candidate will have significant experience in compliance and risk management within the payments industry.This is an exciting opportunity for a senior professional to play a key role in shaping our compliance capabilities and protecting our global network. As...
-
Senior Compliance Professional
6 days ago
Sydney, New South Wales, Australia beBeeCompliance Full time $120,000 - $170,000Job OpportunityWe are seeking a professional to fill the role of Senior Service Specialist - Compliance Communications.This position involves proactively managing change, resolving issues, and overseeing ad-hoc compliance mailings to ensure robust communication processes.Collaborate with internal teams to develop strategic objectives and communicate...
-
Senior Compliance Professional
4 days ago
Sydney, New South Wales, Australia beBeeCompliance Full time $90,000 - $125,000Compliance Specialist JobThis role will report to the Head of Compliance and is an excellent opportunity to apply your previous experience while expanding your skillset in a regulated compliance environment across three different business areas.You will have the opportunity to develop and support the enterprise-wide compliance calendar and act as a key...
-
Compliance Professional
6 days ago
Sydney, New South Wales, Australia beBeeCompliance Full time $90,000 - $120,000Compliance ProfessionalThis role reports directly to the Head of Compliance and offers a unique opportunity for professional growth in a highly regulated environment.The ideal candidate will have extensive experience in financial services and compliance, regulatory, or another control function. Strong analytical skills and excellent communication abilities...
-
Cyber Security Compliance Coordinator
5 days ago
Sydney, New South Wales, Australia Torch Professional Services Full timeOverviewJoin to apply for the Cyber Security Compliance Coordinator role at Torch Professional Services.As the Cyber Security Compliance Coordinator, you will be responsible for ensuring our client's networks, information, and digital assets remain secure and compliant with industry standards and regulations. Reporting to the Chief Digital Officer, you will...
-
Cyber Security Compliance Coordinator
5 days ago
Sydney, New South Wales, Australia Torch Professional Services Full timeOverviewJoin to apply for the Cyber Security Compliance Coordinator role at Torch Professional Services.As the Cyber Security Compliance Coordinator, you will be responsible for ensuring our client's networks, information, and digital assets remain secure and compliant with industry standards and regulations. Reporting to the Chief Digital Officer, you will...
-
Senior Quarry Compliance Professional
6 days ago
Sydney, New South Wales, Australia beBeeCompliance Full time $80,000 - $110,000Job DescriptionWe are seeking a highly skilled and experienced professional to join our operations team. As a key member, you will play a pivotal role in ensuring our quarry operations remain safe, sustainable and fully compliant with all regulatory and environmental standards.As a senior leader, you will lead compliance practices, shape how we operate in...