
Chief Compliance Officer
5 days ago
This role is an exceptional opportunity for a seasoned professional to contribute to a respected, mid-sized Wealth Advisory and Professional Services firm with offices across Australia.
Key Responsibilities- Support the implementation and ongoing enhancement of enterprise risk and compliance frameworks.
- Collaborate closely with senior leadership to promote the firm's risk appetite and culture across business functions.
- Assist business units in identifying, assessing, and managing key risks and regulatory obligations.
- Advise on policy development, control design, and risk mitigation strategies.
- Maintain effective training programs to ensure risk and compliance awareness firm-wide.
- Prepare reports and insights for executive management and the Risk Committee.
About You
- Prior experience in a risk and compliance role within the financial services sector.
- A solid understanding of AFSL regulations.
- Strong knowledge of investment or financial advice and professional services environments would be excellent.
- Skilled communicator able to interpret regulatory requirements and deliver practical, business-aligned solutions.
- Proactive, detail-oriented, and confident engaging with stakeholders at all levels.
This position offers a supportive culture, long-term stability, and genuine career progression.
Job Function- Accounting/Auditing, Legal, and Finance
- Investment Management and Financial Services
We are seeking a talented individual to join our team and contribute to our success.
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